CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 12/31/2014

Position Statistics

Total Positions 4,183
New Positions 353
Increased Positions 2,074
Decreased Positions 2,050
Positions with Activity 4,124
Sold Out Positions 187
Total Mkt Value (in $ millions) 99,821

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.71%
Capital Goods 3.3%
Conglomerates 0.18%
Consumer Cyclical 2.79%
Consumer/Non-Cyclical 5.92%
Energy 7.62%
Financial 26.25%
Healthcare 8.88%
Services 18.11%
Technology 15.39%
Transportation 2%
Utilities 3.48%

4,183 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ADAMS RES & ENERGY INC COM NEW -319 Sold Out 0
ADEPT TECHNOLOGY INC COM NEW -169 Sold Out 0
ADEPTUS HEALTH INC CL A -544 Sold Out 0
ADVISORSHARES TR RANGER EQUITY BE -3,224 Sold Out 0
ALASKA COMMUNICATIONS SYS GRP COM -594 Sold Out 0
ALCOA INC DEP SHS 1/10TH -23,315 Sold Out 0
ALCOBRA LTD SHS -403 Sold Out 0
ALLIANCE HEALTHCARE SRVCS INC COM PAR $0.01 -377 Sold Out 0
ALPHATEC HOLDINGS INC COM -18 Sold Out 0
AMEC FOSTER WHEELER PLC SPONSORED ADR -70,094 Sold Out 0
AMERICAN SOFTWARE INC CL A -103 Sold Out 0
ARK ETF TR WEB X.O ETF -2,241 Sold Out 0
ARK ETF TR INDL INNOVATIN -1,022 Sold Out 0
ASHFORD INC COM -331 Sold Out 0
ASPEN AEROGELS INC COM -139 Sold Out 0
AVALON RARE METALS INC COM -19 Sold Out 0
AVIAT NETWORKS INC COM -15 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS AGRI37 -240 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS ENRG37 -141 Sold Out 0
BARCLAYS BK PLC ADR 2 PREF 2 -1,244 Sold Out 0