CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 12/31/2013

Position Statistics

Total Positions 4,037
New Positions 497
Increased Positions 2,673
Decreased Positions 1,325
Positions with Activity 3,998
Sold Out Positions 109
Total Mkt Value (in $ millions) 87,022

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.14%
Capital Goods 3.75%
Conglomerates 0.17%
Consumer Cyclical 2.88%
Consumer/Non-Cyclical 5.44%
Energy 10.23%
Financial 28.13%
Healthcare 7.45%
Services 16.57%
Technology 15.66%
Transportation 1.7%
Utilities 3.02%

4,037 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PROCERA NETWORKS INC COM NEW 224 32 16.41 23,669
CITIZENS & NORTHN CORP COM 223 223 New 11,742
LSI INDS INC COM 223 73 48.99 27,093
ISHARES 10+ YR CR BD ETF 222 -16 (6.66) 3,759
PERMIAN BASIN RTY TR UNIT BEN INT 222 77 53.35 16,674
NVE CORP COM NEW 222 -17 (7.11) 4,039
META FINL GROUP INC COM 222 222 New 5,375
LEHIGH GAS PARTNERS LP UT LTD PTN INT 221 -6,064 (96.48) 8,209
MAXLINEAR INC CL A 221 -101 (31.26) 24,798
PEAPACK-GLADSTONE FINL CORP COM 220 220 New 11,014
GLU MOBILE INC COM 218 66 43.56 54,720
WEST BANCORPORATION INC CAP STK 218 48 28.19 15,092
QUINSTREET INC COM 218 103 90.06 35,994
FOX FACTORY HLDG CORP COM 217 -174 (44.41) 12,953
AMES NATL CORP COM 217 217 New 9,875
DIANA SHIPPING INC COM 217 -116 (34.86) 18,637
EATON VANCE TX ADV GLBL DIV FD COM 216 -384 (64.02) 12,900
GLADSTONE CAPITAL CORP COM 215 -388 (64.32) 21,957
JOHNSON OUTDOORS INC CL A 215 29 15.52 9,433
E2OPEN INC COM 213 213 New 11,997