CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 09/30/2014

Position Statistics

Total Positions 4,191
New Positions 167
Increased Positions 1,772
Decreased Positions 2,362
Positions with Activity 4,134
Sold Out Positions 344
Total Mkt Value (in $ millions) 103,186

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.59%
Capital Goods 3.52%
Conglomerates 0.24%
Consumer Cyclical 2.55%
Consumer/Non-Cyclical 5.82%
Energy 7.5%
Financial 28.32%
Healthcare 8.74%
Services 16.67%
Technology 14.77%
Transportation 1.76%
Utilities 4.62%

4,191 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
A H BELO CORP COM CL A 159 -228 (58.88) 16,914
INFORMATION SERVICES GROUP INC COM 159 -9 (5.37) 39,183
BONA FILM GROUP LTD SPONSORED ADS 159 54 51.88 24,617
ZOGENIX INC COM 158 11 7.64 123,638
SKILLED HEALTHCARE GROUP INC CL A 157 -36 (18.76) 17,659
HANCOCK JOHN PREMUIM DIV FD COM SH BEN INT 157 4 2.63 10,943
PIXELWORKS INC COM NEW 157 26 19.47 32,942
TERNIUM SA SPON ADR 157 -24 (13.35) 9,508
LADENBURG THALMAN FIN SVCS INC COM 156 -86 (35.44) 39,605
SABINE ROYALTY TR UNIT BEN INT 155 155 New 3,888
DESTINATION XL GROUP INC COM 153 -129 (45.86) 30,052
EAGLE ROCK ENERGY PARTNERS LP UNIT 151 -137 (47.52) 69,794
GSV CAP CORP COM 150 -221 (59.53) 15,844
LIQUIDITY SERVICES INC COM 149 -2,507 (94.4) 19,858
VERASTEM INC COM 148 -27 (15.71) 19,461
BLACKROCK FLOAT RATE OME STRAT COM 146 New 10,939
MERGE HEALTHCARE INC COM 145 -136 (48.35) 37,024
CORENERGY INFRASTRUCTURE TR IN COM 145 -164 (53.1) 21,461
CONSUMER PORTFOLIO SVCS INC COM 145 6 4.66 23,962
THOMPSON CREEK METALS CO INC COM 144 -277 (65.75) 116,183