CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 12/31/2013

Position Statistics

Total Positions 4,036
New Positions 497
Increased Positions 2,673
Decreased Positions 1,324
Positions with Activity 3,997
Sold Out Positions 109
Total Mkt Value (in $ millions) 87,231

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.14%
Capital Goods 3.76%
Conglomerates 0.17%
Consumer Cyclical 2.88%
Consumer/Non-Cyclical 5.44%
Energy 10.29%
Financial 28.11%
Healthcare 7.45%
Services 16.56%
Technology 15.63%
Transportation 1.71%
Utilities 3%

4,036 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ELECTRO SCIENTIFIC INDS COM 242 -2 (1) 25,504
GPO AEROPORTUARIO DEL PAC SAB SPON ADR B 241 -235 (49.36) 4,117
PEREGRINE PHARMACEUTICALS INC COM NEW 241 31 14.55 139,517
NATIONAL INTERSTATE CORP COM 241 241 New 8,728
PARK STERLING CORP COM 241 147 157.27 36,023
HIMAX TECHNOLOGIES INC SPONSORED ADR 241 48 24.80 26,376
SUNGY MOBILE LTD ADR REP ORD A 240 240 New 12,600
FARMER BROS CO COM 240 240 New 12,080
BEL FUSE INC CL B 240 240 New 10,231
COHEN & STEERS TOTAL RETURN FD COM 240 13 5.67 18,645
AUTONAVI HLDGS LTD SPONSORED ADR 239 -531 (68.97) 11,570
FIRST CONN BANCORP INC MD COM 239 30 14.22 14,918
KCAP FINL INC COM 238 108 82.87 29,660
AMERICAN SOFTWARE INC CL A 237 237 New 23,769
OPKO HEALTH INC COM 237 237 New 29,096
WEYCO GROUP INC COM 237 237 New 9,003
ADAMS RES & ENERGY INC COM NEW 237 237 New 3,462
INDEPENDENT BK GROUP INC COM 236 236 New 4,075
DTS INC COM 236 -9 (3.71) 12,370
CHARTER FINL CORP MD COM 236 127 117.56 22,043