CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 06/30/2014

Position Statistics

Total Positions 4,298
New Positions 247
Increased Positions 2,537
Decreased Positions 1,702
Positions with Activity 4,239
Sold Out Positions 250
Total Mkt Value (in $ millions) 96,937

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.21%
Capital Goods 3.46%
Conglomerates 0.19%
Consumer Cyclical 2.72%
Consumer/Non-Cyclical 5%
Energy 9.66%
Financial 28.82%
Healthcare 7.93%
Services 15.98%
Technology 14.53%
Transportation 1.65%
Utilities 4.1%

250 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ABERDEEN ASIA PACIFIC INCOM FD COM -90 Sold Out 0
ACCRETIVE HEALTH INC COM -3,448 Sold Out 0
ADVAXIS INC COM NEW -40 Sold Out 0
AGILYSYS INC COM -191 Sold Out 0
AIRMEDIA GROUP INC SPONSORED ADR -65 Sold Out 0
ALDERON IRON ORE CORP COM -10 Sold Out 0
ALLIANCEBERNSTEIN INCOME FUND COM -93 Sold Out 0
AMBIT BIOSCIENCES CORP COM -156 Sold Out 0
AMERICAN SOFTWARE INC CL A -167 Sold Out 0
AMPCO-PITTSBURGH CORP COM -208 Sold Out 0
APCO OIL & GAS INTERNATIONAL I SHS -961 Sold Out 0
ARGOS THERAPEUTICS INC COM -134 Sold Out 0
ASCENT SOLAR TECHNOLOGIES INC COM NEW -4 Sold Out 0
ATHERSYS INC COM -203 Sold Out 0
AUDIOCODES LTD ORD -292 Sold Out 0
AUTOHOME INC SP ADR RP CL A -287 Sold Out 0
BANK KY FINL CORP COM -350 Sold Out 0
BANK OF MARIN BANCORP COM -282 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS GRNS37 -3,763 Sold Out 0
BELMOND LTD CL A -2,962 Sold Out 0