CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 12/31/2014

Position Statistics

Total Positions 4,186
New Positions 353
Increased Positions 2,075
Decreased Positions 2,052
Positions with Activity 4,127
Sold Out Positions 187
Total Mkt Value (in $ millions) 99,770

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.72%
Capital Goods 3.31%
Conglomerates 0.18%
Consumer Cyclical 2.77%
Consumer/Non-Cyclical 5.86%
Energy 7.86%
Financial 26.23%
Healthcare 8.93%
Services 18.03%
Technology 15.23%
Transportation 2.01%
Utilities 3.56%

187 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ADAMS RES & ENERGY INC COM NEW -339 Sold Out 0
ADEPT TECHNOLOGY INC COM NEW -164 Sold Out 0
ADEPTUS HEALTH INC CL A -514 Sold Out 0
ADVISORSHARES TR RANGER EQUITY BE -3,221 Sold Out 0
ALASKA COMMUNICATIONS SYS GRP COM -608 Sold Out 0
ALCOA INC DEP SHS 1/10TH -23,239 Sold Out 0
ALCOBRA LTD SHS -401 Sold Out 0
ALLIANCE HEALTHCARE SRVCS INC COM PAR $0.01 -391 Sold Out 0
ALPHATEC HOLDINGS INC COM -16 Sold Out 0
AMEC FOSTER WHEELER PLC SPONSORED ADR -70,094 Sold Out 0
AMERICAN SOFTWARE INC CL A -101 Sold Out 0
ARK ETF TR WEB X.O ETF -2,224 Sold Out 0
ARK ETF TR INDL INNOVATIN -1,010 Sold Out 0
ASHFORD INC COM -357 Sold Out 0
ASPEN AEROGELS INC COM -136 Sold Out 0
AVALON RARE METALS INC COM -21 Sold Out 0
AVIAT NETWORKS INC COM -15 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS AGRI37 -240 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS ENRG37 -140 Sold Out 0
BARCLAYS BK PLC ADR 2 PREF 2 -1,241 Sold Out 0