CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 03/31/2014

Position Statistics

Total Positions 4,218
New Positions 307
Increased Positions 1,769
Decreased Positions 2,410
Positions with Activity 4,179
Sold Out Positions 154
Total Mkt Value (in $ millions) 90,083

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.27%
Capital Goods 3.7%
Conglomerates 0.18%
Consumer Cyclical 2.39%
Consumer/Non-Cyclical 4.97%
Energy 10.15%
Financial 29.07%
Healthcare 7.6%
Services 16.29%
Technology 13.96%
Transportation 2.16%
Utilities 3.44%

154 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ACCESS NATL CORP COM -167 Sold Out 0
ADAMS RES & ENERGY INC COM NEW -241 Sold Out 0
AEGEAN MARINE PETROLEUM NETWRK SHS -566 Sold Out 0
ALEXCO RESOURCE CORP COM -1,188 Sold Out 0
AMERICAN NATL BANKSHARES INC COM -188 Sold Out 0
AMES NATL CORP COM -224 Sold Out 0
ANNIES INC COM -2,198 Sold Out 0
ARC GROUP WORLDWIDE INC COM -403 Sold Out 0
ARMADA HOFFLER PPTYS INC COM -107 Sold Out 0
AV HOMES INC COM -167 Sold Out 0
AVID TECHNOLOGY INC COM -610 Sold Out 0
BARCLAYS BANK PLC ADS7.75%PFD S4 -260 Sold Out 0
BBVA BANCO FRANCES S A SPONSORED ADR -747 Sold Out 0
BEL FUSE INC CL B -237 Sold Out 0
BLACKROCK DEBT STRAT FD INC COM -60 Sold Out 0
BLACKROCK MUN TARGET TERM TR COM SHS BEN IN -264 Sold Out 0
BLACKROCK MUNIYIELD FD INC COM -147 Sold Out 0
BLUE NILE INC COM -152 Sold Out 0
BROADWIND ENERGY INC COM NEW -378 Sold Out 0
C & F FINL CORP COM -152 Sold Out 0