CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 12/31/2013

Position Statistics

Total Positions 4,036
New Positions 497
Increased Positions 2,673
Decreased Positions 1,324
Positions with Activity 3,997
Sold Out Positions 109
Total Mkt Value (in $ millions) 87,231

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.14%
Capital Goods 3.76%
Conglomerates 0.17%
Consumer Cyclical 2.88%
Consumer/Non-Cyclical 5.44%
Energy 10.29%
Financial 28.11%
Healthcare 7.45%
Services 16.56%
Technology 15.63%
Transportation 1.71%
Utilities 3%

109 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ACURA PHARMACEUTICALS INC COM NEW -16 Sold Out 0
ADMINISTRADORA FONDOS PENSIONE SPONSORED ADR -337 Sold Out 0
ADVANCED PHOTONIX INC CL A -9 Sold Out 0
AMIRA NATURE FOODS LTD SHS -478 Sold Out 0
AMR CORP DEL COM -1,495 Sold Out 0
ASHFORD HOSPITALITY PRIME INC COM -2,007 Sold Out 0
ASTRONICS CORP CL B -137 Sold Out 0
BARCLAYS BANK PLC SP ADR 7.1%PF3 -206 Sold Out 0
BIODEL INC COM NEW -109 Sold Out 0
BIOTA PHARMACEUTIALS INC COM -355 Sold Out 0
BITAUTO HLDGS LTD SPONSORED ADS -838 Sold Out 0
BLACKROCK MUNIYIELD CALIF FD I COM -508 Sold Out 0
BROOKFIELD RESIDENTIAL PPTYS I COM -829 Sold Out 0
BT GROUP PLC ADR -410 Sold Out 0
CALAMOS CONV & HIGH INCOME FD COM SHS -384 Sold Out 0
CENTURY CASINOS INC COM -369 Sold Out 0
CHINA EASTN AIRLS LTD SPON ADR CL H -531 Sold Out 0
CHINA LODGING GROUP LTD SPONSORED ADR -490 Sold Out 0
CHINA SOUTHN AIRLS LTD SPON ADR CL H -472 Sold Out 0
CONVERSANT INC COM -6,379 Sold Out 0