CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 06/30/2014

Position Statistics

Total Positions 4,302
New Positions 247
Increased Positions 2,540
Decreased Positions 1,703
Positions with Activity 4,243
Sold Out Positions 250
Total Mkt Value (in $ millions) 97,007

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.28%
Capital Goods 3.48%
Conglomerates 0.2%
Consumer Cyclical 2.74%
Consumer/Non-Cyclical 5.05%
Energy 9.79%
Financial 28.68%
Healthcare 7.75%
Services 16.07%
Technology 14.53%
Transportation 1.62%
Utilities 4.06%

250 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ABERDEEN ASIA PACIFIC INCOM FD COM -92 Sold Out 0
ACCRETIVE HEALTH INC COM -3,534 Sold Out 0
ADVAXIS INC COM NEW -37 Sold Out 0
AGILYSYS INC COM -197 Sold Out 0
AIRMEDIA GROUP INC SPONSORED ADR -77 Sold Out 0
ALDERON IRON ORE CORP COM -12 Sold Out 0
ALLIANCEBERNSTEIN INCOME FUND COM -95 Sold Out 0
AMBIT BIOSCIENCES CORP COM -119 Sold Out 0
AMERICAN SOFTWARE INC CL A -175 Sold Out 0
AMPCO-PITTSBURGH CORP COM -207 Sold Out 0
APCO OIL & GAS INTERNATIONAL I SHS -1,029 Sold Out 0
ARGOS THERAPEUTICS INC COM -128 Sold Out 0
ASCENT SOLAR TECHNOLOGIES INC COM -3 Sold Out 0
ATHERSYS INC COM -228 Sold Out 0
AUDIOCODES LTD ORD -291 Sold Out 0
AUTOHOME INC SP ADR RP CL A -312 Sold Out 0
BANK KY FINL CORP COM -264 Sold Out 0
BANK OF MARIN BANCORP COM -282 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS GRNS37 -4,127 Sold Out 0
BELMOND LTD CL A -2,992 Sold Out 0