CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 06/30/2014

Position Statistics

Total Positions 4,298
New Positions 247
Increased Positions 2,538
Decreased Positions 1,701
Positions with Activity 4,239
Sold Out Positions 250
Total Mkt Value (in $ millions) 95,103

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.15%
Capital Goods 3.45%
Conglomerates 0.19%
Consumer Cyclical 2.68%
Consumer/Non-Cyclical 5.06%
Energy 9.46%
Financial 28.77%
Healthcare 8.11%
Services 15.96%
Technology 14.62%
Transportation 1.67%
Utilities 4.15%

250 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ABERDEEN ASIA PACIFIC INCOM FD COM -87 Sold Out 0
ACCRETIVE HEALTH INC COM -3,361 Sold Out 0
ADVAXIS INC COM NEW -37 Sold Out 0
AGILYSYS INC COM -190 Sold Out 0
AIRMEDIA GROUP INC SPONSORED ADR -66 Sold Out 0
ALDERON IRON ORE CORP COM -8 Sold Out 0
ALLIANCEBERNSTEIN INCOME FUND COM -94 Sold Out 0
AMBIT BIOSCIENCES CORP COM -299 Sold Out 0
AMERICAN SOFTWARE INC CL A -174 Sold Out 0
AMPCO-PITTSBURGH CORP COM -197 Sold Out 0
APCO OIL & GAS INTERNATIONAL I SHS -1,007 Sold Out 0
ARGOS THERAPEUTICS INC COM -153 Sold Out 0
ASCENT SOLAR TECHNOLOGIES INC COM NEW -2 Sold Out 0
ATHERSYS INC COM -209 Sold Out 0
AUDIOCODES LTD ORD -265 Sold Out 0
AUTOHOME INC SP ADR RP CL A -262 Sold Out 0
BANK KY FINL CORP COM -345 Sold Out 0
BANK OF MARIN BANCORP COM -276 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS GRNS37 -3,574 Sold Out 0
BELMOND LTD CL A -2,795 Sold Out 0