CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 09/30/2014

Position Statistics

Total Positions 4,211
New Positions 168
Increased Positions 1,785
Decreased Positions 2,369
Positions with Activity 4,154
Sold Out Positions 345
Total Mkt Value (in $ millions) 105,088

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.75%
Capital Goods 3.57%
Conglomerates 0.25%
Consumer Cyclical 2.55%
Consumer/Non-Cyclical 5.73%
Energy 8.8%
Financial 28.36%
Healthcare 8.27%
Services 16.03%
Technology 14.56%
Transportation 1.76%
Utilities 4.52%

345 Sold Out Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
DIREXION SHS ETF TR 20YR TRES BULL -623 Sold Out 0
CARNIVAL PLC ADR -320 Sold Out 0
DIREXION SHS ETF TR ALL CP INSIDER -253 Sold Out 0
WISDOMTREE TR ASIA LC DBT FD -777 Sold Out 0
SPDR SERIES TRUST BARCLYS TIPS ETF -236 Sold Out 0
SPDR SERIES TRUST BRCLY INTL CRP -305 Sold Out 0
WEST BANCORPORATION INC CAP STK -203 Sold Out 0
DIXIE GROUP INC CL A -217 Sold Out 0
GAIAM INC CL A -100 Sold Out 0
KIOR INC CL A -2 Sold Out 0
LADDER CAP CORP CL A -324 Sold Out 0
MOELIS & CO CL A -849 Sold Out 0
NACCO INDS INC CL A -365 Sold Out 0
PENNYMAC FINL SVCS INC CL A -182 Sold Out 0
REAL GOODS SOLAR INC CL A -25 Sold Out 0
WET SEAL INC CL A -47 Sold Out 0
AMC ENTMT HLDGS INC CL A COM -314 Sold Out 0
SAGA COMMUNICATIONS INC CL A NEW -247 Sold Out 0
OPPENHEIMER HLDGS INC CL A NON VTG -303 Sold Out 0
BBX CAP CORP CL A PAR $0.01 -266 Sold Out 0


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