CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 06/30/2014

Position Statistics

Total Positions 4,293
New Positions 246
Increased Positions 2,534
Decreased Positions 1,700
Positions with Activity 4,234
Sold Out Positions 249
Total Mkt Value (in $ millions) 92,114

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.1%
Capital Goods 3.42%
Conglomerates 0.19%
Consumer Cyclical 2.73%
Consumer/Non-Cyclical 5.24%
Energy 8.87%
Financial 28.84%
Healthcare 8.2%
Services 16.32%
Technology 14.43%
Transportation 1.7%
Utilities 4.26%

249 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ABERDEEN ASIA PACIFIC INCOM FD COM -88 Sold Out 0
ACCRETIVE HEALTH INC COM -3,211 Sold Out 0
ADVAXIS INC COM NEW -32 Sold Out 0
AGILYSYS INC COM -171 Sold Out 0
AIRMEDIA GROUP INC SPONSORED ADR -80 Sold Out 0
ALDERON IRON ORE CORP COM -6 Sold Out 0
ALLIANCEBERNSTEIN INCOME FUND COM -94 Sold Out 0
AMBIT BIOSCIENCES CORP COM -302 Sold Out 0
AMERICAN SOFTWARE INC CL A -170 Sold Out 0
AMPCO-PITTSBURGH CORP COM -198 Sold Out 0
APCO OIL & GAS INTERNATIONAL I SHS -1,011 Sold Out 0
ARGOS THERAPEUTICS INC COM -135 Sold Out 0
ASCENT SOLAR TECHNOLOGIES INC COM NEW -2 Sold Out 0
ATHERSYS INC COM -196 Sold Out 0
AUDIOCODES LTD ORD -233 Sold Out 0
AUTOHOME INC SP ADR RP CL A -305 Sold Out 0
BANK KY FINL CORP COM -333 Sold Out 0
BANK OF MARIN BANCORP COM -281 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS GRNS37 -3,844 Sold Out 0
BELMOND LTD CL A -2,625 Sold Out 0