CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 09/30/2014

Position Statistics

Total Positions 4,201
New Positions 167
Increased Positions 1,779
Decreased Positions 2,365
Positions with Activity 4,144
Sold Out Positions 344
Total Mkt Value (in $ millions) 103,745

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.64%
Capital Goods 3.52%
Conglomerates 0.24%
Consumer Cyclical 2.57%
Consumer/Non-Cyclical 5.78%
Energy 7.81%
Financial 28.49%
Healthcare 8.71%
Services 16.29%
Technology 14.78%
Transportation 1.76%
Utilities 4.54%

344 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
1ST SOURCE CORP COM -450 Sold Out 0
A10 NETWORKS INC COM -205 Sold Out 0
ACCESS NATL CORP COM -226 Sold Out 0
ACORN ENERGY INC COM -26 Sold Out 0
ACTUA CORP COM -1,517 Sold Out 0
ADDUS HOMECARE CORP COM -233 Sold Out 0
AEP INDS INC COM -382 Sold Out 0
AERIE PHARMACEUTICALS INC COM -344 Sold Out 0
AEROHIVE NETWORKS INC COM -197 Sold Out 0
AGENUS INC COM NEW -198 Sold Out 0
ALLOT COMMUNICATIONS LTD SHS -99 Sold Out 0
ALTISOURCE ASSET MGMT CORP COM -1,341 Sold Out 0
AMC ENTMT HLDGS INC CL A COM -329 Sold Out 0
AMERICAN EAGLE ENERGY CORP COM NEW -18 Sold Out 0
AMERIS BANCORP COM -247 Sold Out 0
AMIRA NATURE FOODS LTD SHS -167 Sold Out 0
ANADIGICS INC COM -94 Sold Out 0
API TECHNOLOGIES CORP COM NEW -86 Sold Out 0
ARCBEST CORP COM -2,583 Sold Out 0
ARDMORE SHIPPING CORP COM -364 Sold Out 0