CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 03/31/2014

Position Statistics

Total Positions 4,218
New Positions 307
Increased Positions 1,769
Decreased Positions 2,410
Positions with Activity 4,179
Sold Out Positions 154
Total Mkt Value (in $ millions) 89,725

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.32%
Capital Goods 3.68%
Conglomerates 0.19%
Consumer Cyclical 2.39%
Consumer/Non-Cyclical 4.94%
Energy 10.08%
Financial 29.06%
Healthcare 7.59%
Services 16.33%
Technology 14.02%
Transportation 2.15%
Utilities 3.46%

154 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR U.S. UTILITS ETF -7,870 Sold Out 0
ISHARES TR S&P MC 400VL ETF -4,320 Sold Out 0
JAMES RIVER COAL CO COM NEW -14 Sold Out 0
KONGZHONG CORP SPONSORED ADR -92 Sold Out 0
L & L ENERGY INC COM -4 Sold Out 0
LEHIGH GAS PARTNERS LP UT LTD PTN INT -216 Sold Out 0
LIGHTBRIDGE CORP COM -32 Sold Out 0
LIMONEIRA CO COM -166 Sold Out 0
LMI AEROSPACE INC COM -270 Sold Out 0
LUXOTTICA GROUP S P A SPONSORED ADR -266 Sold Out 0
MARKET VECTORS ETF TR CHINAAMC A S ETF -4,114 Sold Out 0
MARKET VECTORS ETF TR MV ENVIR SVCS -579 Sold Out 0
MARKET VECTORS ETF TR GAMING ETF -197 Sold Out 0
MERCHANTS BANCSHARES COM -184 Sold Out 0
MESABI TR CTF BEN INT -179 Sold Out 0
MFC INDL LTD COM -127 Sold Out 0
MID CON ENERGY PARTNERS LP COM UNIT REPST -242 Sold Out 0
MIDWESTONE FINL GROUP INC NEW COM -177 Sold Out 0
MILLER INDS INC TENN COM NEW -269 Sold Out 0
MONARCH CASINO & RESORT INC COM -210 Sold Out 0