CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 12/31/2014

Position Statistics

Total Positions 4,184
New Positions 353
Increased Positions 2,074
Decreased Positions 2,051
Positions with Activity 4,125
Sold Out Positions 187
Total Mkt Value (in $ millions) 99,399

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.72%
Capital Goods 3.28%
Conglomerates 0.18%
Consumer Cyclical 2.77%
Consumer/Non-Cyclical 5.91%
Energy 7.73%
Financial 26.25%
Healthcare 8.92%
Services 18.08%
Technology 15.3%
Transportation 2%
Utilities 3.54%

187 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EVINE LIVE INC CL A -184 Sold Out 0
EVOGENE LTD SHS -1,010 Sold Out 0
FARMER BROS CO COM -245 Sold Out 0
FCB FINL HLDGS INC CL A -310 Sold Out 0
FEDERATED ENHANC TREAS INCM FD COM SH BEN INT -2,002 Sold Out 0
FIRST TR DIVIDEND INCOME FD COM -177 Sold Out 0
FIRST TR EXCHANGE TRADED FD NASDAQ 100 EX -2,270 Sold Out 0
FIRST TR EXCHANGE TRADED FD II DJ GLBL DIVID -546 Sold Out 0
FIRST TR EXCNGE TRD ALPHADEX MID CAP VAL FD -991 Sold Out 0
FIRST TR SML CP CORE ALPHA FD COM SHS -1,624 Sold Out 0
FIRST TR STRATEGIC HIGH INC FD COM SHS NEW -225 Sold Out 0
FLAHERTY&CRMN PFD SEC INCOM FD COM -2,734 Sold Out 0
FRANKLIN LTD DURATION INC TR COM -127 Sold Out 0
GEVO INC COM -6 Sold Out 0
GLOBAL X FDS GLB X SUPERDIV -264 Sold Out 0
GLOBAL X FDS SOCIAL MED ETF -1,117 Sold Out 0
GLOWPOINT INC COM NEW -12 Sold Out 0
GT ADVANCED TECHNOLOGIES INC COM -359 Sold Out 0
HERITAGE FINL CORP WASH COM -241 Sold Out 0
HUTCHINSON TECHNOLOGY INC COM -174 Sold Out 0