CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 12/31/2013

Position Statistics

Total Positions 4,036
New Positions 497
Increased Positions 2,673
Decreased Positions 1,324
Positions with Activity 3,997
Sold Out Positions 109
Total Mkt Value (in $ millions) 87,231

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.14%
Capital Goods 3.76%
Conglomerates 0.17%
Consumer Cyclical 2.88%
Consumer/Non-Cyclical 5.44%
Energy 10.29%
Financial 28.11%
Healthcare 7.45%
Services 16.56%
Technology 15.63%
Transportation 1.71%
Utilities 3%

109 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR 2020 CP TM ETF -8,032 Sold Out 0
ISHARES TR 2023 CP TM ETF -4,274 Sold Out 0
ISHARES TR 2016 CP TM ETF -8,258 Sold Out 0
JONES ENERGY INC COM CL A -184 Sold Out 0
KYOCERA CORP ADR -302 Sold Out 0
LONE PINE RES INC COM -85 Sold Out 0
MANITEX INTL INC COM -214 Sold Out 0
MARKET VECTORS ETF TR MTG REIT ETF -434 Sold Out 0
MIZUHO FINL GROUP INC SPONSORED ADR -138 Sold Out 0
NEOSTEM INC COM PAR $.001 -79 Sold Out 0
NEW ORIENTAL ED & TECH GRP INC SPON ADR -2,246 Sold Out 0
NTT DOCOMO INC SPONS ADR -394 Sold Out 0
NUVEEN DIVID ADVANTAGE MUN FD COM -233 Sold Out 0
NUVEEN FLTNG RTE INCM OPP FD COM SHS -631 Sold Out 0
NUVEEN NY AMT FREE MUN INCOME COM -281 Sold Out 0
NUVEEN PREMIER MUN INCOME FD COM -132 Sold Out 0
OPLINK COMMUNICATIONS INC COM NEW -539 Sold Out 0
PALMETTO BANCSHARES INC COM NEW -140 Sold Out 0
PERFUMANIA HLDGS INC COM NEW -91 Sold Out 0
PERRIGO CO COM -35,261 Sold Out 0