CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 06/30/2014

Position Statistics

Total Positions 4,298
New Positions 247
Increased Positions 2,537
Decreased Positions 1,702
Positions with Activity 4,239
Sold Out Positions 250
Total Mkt Value (in $ millions) 97,039

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.19%
Capital Goods 3.47%
Conglomerates 0.19%
Consumer Cyclical 2.7%
Consumer/Non-Cyclical 5.01%
Energy 9.54%
Financial 28.83%
Healthcare 7.99%
Services 15.95%
Technology 14.58%
Transportation 1.67%
Utilities 4.13%

250 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DIREXION SHS ETF TR TL BD MKT BEAR -18,840 Sold Out 0
DIREXION SHS ETF TR 7-10YR TR BEAR -339 Sold Out 0
DIREXION SHS ETF TR 20YR TRES BEAR -280 Sold Out 0
DYNAMIC MATLS CORP COM -270 Sold Out 0
EATON VANCE TAX MNGED BUY WRIT COM -168 Sold Out 0
EATON VANCE TX MNG BY WRT OPP COM -356 Sold Out 0
ECHELON CORP COM -114 Sold Out 0
EMC INS GROUP INC COM -216 Sold Out 0
EMPIRE RESORTS INC COM NEW -117 Sold Out 0
ENI S P A SPONSORED ADR -2,695 Sold Out 0
ENTEROMEDICS INC COM NEW -14 Sold Out 0
ENTERPRISE BANCORP INC MASS COM -213 Sold Out 0
ENVENTIS CORP COM -300 Sold Out 0
EQUITY COMWLTH CUM PFD S D 6.5% -18,496 Sold Out 0
ESB FINL CORP COM -151 Sold Out 0
EUNITS 2 YR U S MKT PARTN TR UNIT -724 Sold Out 0
EXA CORP COM -214 Sold Out 0
FIDELITY & GTY LIFE COM -385 Sold Out 0
FIDELITY NATIONAL FINANCIAL IN CL A -15,295 Sold Out 0
FIRST BANCORP INC ME COM -255 Sold Out 0