CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 12/31/2015

Position Statistics

Total Positions 3,977
New Positions 225
Increased Positions 2,039
Decreased Positions 1,887
Positions with Activity 3,926
Sold Out Positions 244
Total Mkt Value (in $ millions) 82,469

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.97%
Capital Goods 2.91%
Conglomerates 0.14%
Consumer Cyclical 3.01%
Consumer/Non-Cyclical 5.65%
Energy 6.77%
Financial 23.89%
Healthcare 8.74%
Services 16.97%
Technology 15.13%
Transportation 1.8%
Utilities 3.95%

244 Sold Out Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CARRIAGE SVCS INC COM -232 Sold Out 0
CASCADE MICROTECH INC COM -239 Sold Out 0
CASTLIGHT HEALTH INC CL B -247 Sold Out 0
CATABASIS PHARMACEUTICALS INC COM -53 Sold Out 0
CELLECTIS S A SPONSORED ADS -222 Sold Out 0
CELSION CORPORATION COM PAR $0.01 -20 Sold Out 0
CENTURY CMNTYS INC COM -213 Sold Out 0
CHEROKEE INC DEL NEW COM -277 Sold Out 0
CHIASMA INC COM -572 Sold Out 0
CHRISTOPHER & BANKS CORP COM -462 Sold Out 0
CITI TRENDS INC COM -249 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2015 -280 Sold Out 0
CLEARFIELD INC COM -241 Sold Out 0
CLIFTON BANCORP INC COM -152 Sold Out 0
COMCAST CORP NEW CL A SPL -32,104 Sold Out 0
CONFORMIS INC COM -2,707 Sold Out 0
CONSOLIDATED WATER CO INC ORD -206 Sold Out 0
CORENERGY INFRASTRUCTURE TR IN COM NEW -314 Sold Out 0
CORINDUS VASCULAR ROBOTICS INC COM -13 Sold Out 0
COSAN LTD SHS A -294 Sold Out 0