CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 03/31/2016

Position Statistics

Total Positions 3,928
New Positions 207
Increased Positions 1,667
Decreased Positions 2,233
Positions with Activity 3,900
Sold Out Positions 482
Total Mkt Value (in $ millions) 74,183

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.6%
Capital Goods 2.74%
Conglomerates 0.16%
Consumer Cyclical 2.91%
Consumer/Non-Cyclical 5.85%
Energy 6.3%
Financial 23.72%
Healthcare 8.85%
Services 16.72%
Technology 16.4%
Transportation 1.72%
Utilities 3.66%

482 Sold Out Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLACKROCK CORPOR HI YLD FD INC COM -495 Sold Out 0
BLACKROCK CR ALLCTN INC TR COM -437 Sold Out 0
BLACKROCK MUNI 2018 TERM TR COM -185 Sold Out 0
BLACKROCK RES & COMM STRAT TR SHS -963 Sold Out 0
BLACKROCK TAX MUNICPAL BD TR SHS -230 Sold Out 0
BP PRUDHOE BAY RTY TR UNIT BEN INT -354 Sold Out 0
BRITISH AMERN TOB PLC SPONSORED ADR -22,144 Sold Out 0
BROOKFIELD TOTAL RETURN FD INC COM -254 Sold Out 0
CAI INTERNATIONAL INC COM -302 Sold Out 0
CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT -168 Sold Out 0
CASELLA WASTE SYS INC CL A -90 Sold Out 0
CASTLE BRANDS INC COM -12 Sold Out 0
CECO ENVIRONMENTAL CORP COM -635 Sold Out 0
CENTRAIS ELETRICAS BRASILEIRAS SPON ADR PFD B -74 Sold Out 0
CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR -180 Sold Out 0
CENTRAL GARDEN & PET CO COM -482 Sold Out 0
CENTRAL SECS CORP COM -869 Sold Out 0
CHANNELADVISOR CORP COM -125 Sold Out 0
CHINA DISTANCE ED HLDGS LTD SPONS ADR -261 Sold Out 0
CHINA EASTN AIRLS LTD SPON ADR CL H -307 Sold Out 0