CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 12/31/2014

Position Statistics

Total Positions 4,183
New Positions 353
Increased Positions 2,074
Decreased Positions 2,050
Positions with Activity 4,124
Sold Out Positions 187
Total Mkt Value (in $ millions) 99,000

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.69%
Capital Goods 3.28%
Conglomerates 0.18%
Consumer Cyclical 2.78%
Consumer/Non-Cyclical 5.9%
Energy 7.7%
Financial 26.21%
Healthcare 9.01%
Services 18.13%
Technology 15.33%
Transportation 2%
Utilities 3.51%

187 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CURIS INC COM -50 Sold Out 0
CURRENCYSHARES AUSTRALIAN DLR AUSTRALIAN DOL -3,953 Sold Out 0
DATAWATCH CORP COM NEW -75 Sold Out 0
DENDREON CORP COM -10 Sold Out 0
DIAMOND HILL INVESTMENT GROUP COM NEW -368 Sold Out 0
DICERNA PHARMACEUTICALS INC COM -307 Sold Out 0
DIGITAL TURBINE INC COM NEW -75 Sold Out 0
DIREXION SHS ETF TR DRX DLYBRZB 3X -625 Sold Out 0
EATON VANCE NY MUNI INCOME TR SH BEN INT -199 Sold Out 0
EATON VANCE TAX MNGD GBL DV EQ COM -104 Sold Out 0
EDUCATION MGMT CORP NEW WT EXP 121921 Sold Out 0
EDUCATION MGMT CORP NEW COM -6 Sold Out 0
EDUCATION RLTY TR INC COM NEW -23,708 Sold Out 0
ELDORADO RESORTS INC COM -284 Sold Out 0
ELECTRO RENT CORP COM -212 Sold Out 0
ELECTRO SCIENTIFIC INDS COM -104 Sold Out 0
EMPIRE RESORTS INC COM NEW -55 Sold Out 0
EPR PPTYS PFD C CNV 5.75% -497 Sold Out 0
EQUINIX INC COM PAR $0.001 -174,076 Sold Out 0
EQUITY COMWLTH COM SH BEN INT -34,504 Sold Out 0