CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 09/30/2014

Position Statistics

Total Positions 4,191
New Positions 167
Increased Positions 1,772
Decreased Positions 2,362
Positions with Activity 4,134
Sold Out Positions 344
Total Mkt Value (in $ millions) 103,186

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.59%
Capital Goods 3.52%
Conglomerates 0.24%
Consumer Cyclical 2.55%
Consumer/Non-Cyclical 5.82%
Energy 7.5%
Financial 28.32%
Healthcare 8.74%
Services 16.67%
Technology 14.77%
Transportation 1.76%
Utilities 4.62%

344 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLYTH INC COM NEW -367 Sold Out 0
BODY CENT CORP COM NEW -1 Sold Out 0
BOULDER BRANDS INC COM -1,452 Sold Out 0
BROADWIND ENERGY INC COM NEW -199 Sold Out 0
C & F FINL CORP COM -213 Sold Out 0
CAPITAL SOUTHWEST CORP COM -1,504 Sold Out 0
CAPITALA FIN CORP COM -357 Sold Out 0
CARNIVAL PLC ADR -363 Sold Out 0
CASCADE BANCORP COM NEW -617 Sold Out 0
CASCADE MICROTECH INC COM -318 Sold Out 0
CASTLIGHT HEALTH INC CL B -113 Sold Out 0
CELSION CORPORATION COM PAR $0.01 -57 Sold Out 0
CEMPRA INC COM -427 Sold Out 0
CHENIERE ENERGY PTNRS LP HLDGC COM REP LLC IN -238 Sold Out 0
CHESAPEAKE ENERGY CORP PFD CONV -1,999 Sold Out 0
CHINA FIN ONLINE CO LTD SPONSORED ADR -174 Sold Out 0
CHINA RECYCLING ENERGY CORP COM -14 Sold Out 0
CHINA XD PLASTICS CO LTD COM -333 Sold Out 0
CHINACACHE INTL HLDG LTD SPON ADR -393 Sold Out 0
CITIGROUP INC COM NEW -548,272 Sold Out 0