CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 12/31/2013

Position Statistics

Total Positions 4,036
New Positions 497
Increased Positions 2,673
Decreased Positions 1,324
Positions with Activity 3,997
Sold Out Positions 109
Total Mkt Value (in $ millions) 87,231

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.14%
Capital Goods 3.76%
Conglomerates 0.17%
Consumer Cyclical 2.88%
Consumer/Non-Cyclical 5.44%
Energy 10.29%
Financial 28.11%
Healthcare 7.45%
Services 16.56%
Technology 15.63%
Transportation 1.71%
Utilities 3%

109 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CREDIT SUISSE GROUP SPONSORED ADR -216 Sold Out 0
CREDIT SUISSE NASSAU BRH 3X INVERS SILV -4,788 Sold Out 0
CRH PLC ADR -431 Sold Out 0
DELTA APPAREL INC COM -604 Sold Out 0
DORAL FINL CORP COM PAR 0.01 -116 Sold Out 0
DREYFUS STRATEGIC MUN BD FD COM -134 Sold Out 0
EARTHLINK HLDGS CORP COM -1,142 Sold Out 0
EATON VANCE RISK MNGD DIV EQTY COM -118 Sold Out 0
ELAN PLC ADR -58,576 Sold Out 0
EMERGE ENERGY SVCS LP COM REP PARTN -1,022 Sold Out 0
ERA GROUP INC COM -640 Sold Out 0
FIRST MARBLEHEAD CORP COM NEW -24 Sold Out 0
FIRST TR EXCHANGE TRADED FD II INDLS PROD DUR -429 Sold Out 0
FIRST TR LRG CP GRWTH ALPHADEX COM SHS -752 Sold Out 0
FIRST TR MID CAP CORE ALPHADEX COM SHS -1,177 Sold Out 0
FIRST TR VALUE LINE 100 ETF COM SHS -218 Sold Out 0
FREESEAS INC SHS PAR 0.001NEW -5 Sold Out 0
FTD COS INC COM -166 Sold Out 0
GASTAR EXPL INC NEW COM -199 Sold Out 0
GLOBAL X FDS SOCIAL MED ETF -475 Sold Out 0