CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 03/31/2014

Position Statistics

Total Positions 4,221
New Positions 307
Increased Positions 1,770
Decreased Positions 2,412
Positions with Activity 4,182
Sold Out Positions 154
Total Mkt Value (in $ millions) 89,549

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.28%
Capital Goods 3.77%
Conglomerates 0.18%
Consumer Cyclical 2.4%
Consumer/Non-Cyclical 5.01%
Energy 10.07%
Financial 29.07%
Healthcare 7.56%
Services 16.36%
Technology 13.87%
Transportation 2.16%
Utilities 3.45%

154 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNI PIXEL INC COM NEW -219 Sold Out 0
UNITED STATES LIME & MINERALS COM -270 Sold Out 0
URANIUM RES INC COM PAR$0.001NEW -32 Sold Out 0
VANGUARD INDEX FDS EXTEND MKT ETF -7,032 Sold Out 0
VANGUARD WORLD FDS UTILITIES ETF -1,805 Sold Out 0
VANGUARD WORLD FDS ENERGY ETF -5,859 Sold Out 0
VELTI PLC ST HELIER SHS -40 Sold Out 0
VISIONCHINA MEDIA INC SPON ADR NEW -162 Sold Out 0
VOC ENERGY TR TR UNIT -288 Sold Out 0
VSE CORP COM -480 Sold Out 0
WINMARK CORP COM -265 Sold Out 0
WISDOMTREE TR CHINESE YUAN FD -1,382 Sold Out 0
WOORI FIN HLDGS CO LTD ADR NEW -578 Sold Out 0
XINYUAN REAL ESTATE CO LTD SPONS ADR -267 Sold Out 0