CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 03/31/2015

Position Statistics

Total Positions 4,147
New Positions 190
Increased Positions 1,592
Decreased Positions 2,500
Positions with Activity 4,092
Sold Out Positions 291
Total Mkt Value (in $ millions) 86,535

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.57%
Capital Goods 3.21%
Conglomerates 0.16%
Consumer Cyclical 2.73%
Consumer/Non-Cyclical 5.3%
Energy 6.9%
Financial 27.28%
Healthcare 10.34%
Services 16.15%
Technology 15.45%
Transportation 1.67%
Utilities 3.54%

291 Sold Out Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR INDEX SHS FDS S&P GLBDIV ETF -1,163 Sold Out 0
SPDR INDEX SHS FDS EUROPE ETF -332 Sold Out 0
SPDR INDEX SHS FDS EUR STOXX SMCP -1,012 Sold Out 0
SPDR SER TR BRCLY HGH YIEL -4,954 Sold Out 0
SPDR SERIES TRUST NUV HGHYLD MUN -1,057 Sold Out 0
SPDR SERIES TRUST BARC SHT TR CP -260 Sold Out 0
SPEEDWAY MOTORSPORTS INC COM -282 Sold Out 0
STANDARD REGISTER CO COM Sold Out 0
STEALTHGAS INC SHS -212 Sold Out 0
STEMLINE THERAPEUTICS INC COM -255 Sold Out 0
STONEGATE MTG CORP COM -197 Sold Out 0
STRATTEC SEC CORP COM -1,131 Sold Out 0
SUPERCOM LTD NEW SHS NEW -270 Sold Out 0
SYNUTRA INTL INC COM -120 Sold Out 0
TANZANIAN ROYALTY EXPL CORP COM -5 Sold Out 0
TCP INTL HLDGS LTD COM -625 Sold Out 0
TOBIRA THERAPEUTICS INC COM -58 Sold Out 0
TRANSATLANTIC PETROLEUM LTD SHS NEW -40 Sold Out 0
TRANSOCEAN PARTNERS LLC COM UNIT RP LT -234 Sold Out 0
TRIANGLE CAP CORP COM -334 Sold Out 0