CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 03/31/2014

Position Statistics

Total Positions 4,218
New Positions 307
Increased Positions 1,769
Decreased Positions 2,410
Positions with Activity 4,179
Sold Out Positions 154
Total Mkt Value (in $ millions) 89,728

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.3%
Capital Goods 3.7%
Conglomerates 0.19%
Consumer Cyclical 2.4%
Consumer/Non-Cyclical 4.95%
Energy 10.13%
Financial 29.04%
Healthcare 7.6%
Services 16.3%
Technology 14%
Transportation 2.17%
Utilities 3.43%

154 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UNI PIXEL INC COM NEW -220 Sold Out 0
UNITED STATES LIME & MINERALS COM -258 Sold Out 0
URANIUM RES INC COM PAR$0.001NEW -32 Sold Out 0
VANGUARD INDEX FDS EXTEND MKT ETF -7,010 Sold Out 0
VANGUARD WORLD FDS ENERGY ETF -5,907 Sold Out 0
VANGUARD WORLD FDS UTILITIES ETF -1,789 Sold Out 0
VELTI PLC ST HELIER SHS -38 Sold Out 0
VISIONCHINA MEDIA INC SPON ADR NEW -182 Sold Out 0
VOC ENERGY TR TR UNIT -294 Sold Out 0
VSE CORP COM -439 Sold Out 0
WINMARK CORP COM -257 Sold Out 0
WISDOMTREE TR CHINESE YUAN FD -1,384 Sold Out 0
WOORI FIN HLDGS CO LTD ADR NEW -602 Sold Out 0
XINYUAN REAL ESTATE CO LTD SPONS ADR -284 Sold Out 0