CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 06/30/2014

Position Statistics

Total Positions 4,298
New Positions 247
Increased Positions 2,537
Decreased Positions 1,702
Positions with Activity 4,239
Sold Out Positions 250
Total Mkt Value (in $ millions) 96,025

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.18%
Capital Goods 3.46%
Conglomerates 0.19%
Consumer Cyclical 2.7%
Consumer/Non-Cyclical 5.04%
Energy 9.47%
Financial 28.87%
Healthcare 8.02%
Services 15.92%
Technology 14.6%
Transportation 1.66%
Utilities 4.12%

250 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PERICOM SEMICONDUCTOR CORP COM -151 Sold Out 0
PERRIGO CO PLC SHS -49,831 Sold Out 0
PIMCO CORPORATE & INCOME OPP F COM -244 Sold Out 0
POWERSHARES ETF TRUST II CEF INC COMPST -981 Sold Out 0
PPL CORP CORP UNIT CONSIS -7,657 Sold Out 0
PREFERRED BK LOS ANGELES CA COM NEW -287 Sold Out 0
PROSENSA HLDG N V SHS USD -90 Sold Out 0
PROSHARES TR ULTSHT RUSS2000 -243 Sold Out 0
PROSHARES TR II ULSHT BLOOMB OIL -1,425 Sold Out 0
PUTNAM MANAGED MUN INCOM TR COM -84 Sold Out 0
QUANTUM FUEL SYS TECH WORLDWDE COM PAR $0.02 -299 Sold Out 0
RAYONIER ADVANCED MATLS INC COM -2,379 Sold Out 0
REACHLOCAL INC COM -91 Sold Out 0
READING INTERNATIONAL INC CL A -129 Sold Out 0
REED ELSEVIER N V SPONS ADR NEW -339 Sold Out 0
REGADO BIOSCIENCES INC COM -33 Sold Out 0
REPUBLIC BANCORP KY CL A -453 Sold Out 0
RESOURCE AMERICA INC CL A -142 Sold Out 0
ROSETTA GENOMICS LTD SHS NEW NIS 0.6 -142 Sold Out 0
RYDEX ETF TRUST GUG S&P MC400 PV -926 Sold Out 0