CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 06/30/2014

Position Statistics

Total Positions 4,293
New Positions 246
Increased Positions 2,534
Decreased Positions 1,700
Positions with Activity 4,234
Sold Out Positions 249
Total Mkt Value (in $ millions) 92,963

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.12%
Capital Goods 3.43%
Conglomerates 0.19%
Consumer Cyclical 2.72%
Consumer/Non-Cyclical 5.2%
Energy 8.98%
Financial 28.86%
Healthcare 8.17%
Services 16.28%
Technology 14.4%
Transportation 1.71%
Utilities 4.24%

249 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ABERDEEN ASIA PACIFIC INCOM FD COM -88 Sold Out 0
ACCRETIVE HEALTH INC COM -3,215 Sold Out 0
ADVAXIS INC COM NEW -32 Sold Out 0
AGILYSYS INC COM -175 Sold Out 0
AIRMEDIA GROUP INC SPONSORED ADR -86 Sold Out 0
ALDERON IRON ORE CORP COM -6 Sold Out 0
ALLIANCEBERNSTEIN INCOME FUND COM -94 Sold Out 0
AMBIT BIOSCIENCES CORP COM -305 Sold Out 0
AMERICAN SOFTWARE INC CL A -174 Sold Out 0
AMPCO-PITTSBURGH CORP COM -202 Sold Out 0
APCO OIL & GAS INTERNATIONAL I SHS -1,047 Sold Out 0
ARGOS THERAPEUTICS INC COM -138 Sold Out 0
ASCENT SOLAR TECHNOLOGIES INC COM NEW -2 Sold Out 0
ATHERSYS INC COM -201 Sold Out 0
AUDIOCODES LTD ORD -235 Sold Out 0
AUTOHOME INC SP ADR RP CL A -309 Sold Out 0
BANK KY FINL CORP COM -333 Sold Out 0
BANK OF MARIN BANCORP COM -277 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS GRNS37 -3,859 Sold Out 0
BELMOND LTD CL A -2,740 Sold Out 0