CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 06/30/2014

Position Statistics

Total Positions 4,302
New Positions 247
Increased Positions 2,540
Decreased Positions 1,703
Positions with Activity 4,243
Sold Out Positions 250
Total Mkt Value (in $ millions) 97,804

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.27%
Capital Goods 3.47%
Conglomerates 0.2%
Consumer Cyclical 2.73%
Consumer/Non-Cyclical 5.05%
Energy 9.88%
Financial 28.76%
Healthcare 7.78%
Services 16.04%
Technology 14.41%
Transportation 1.61%
Utilities 4.09%

250 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ABERDEEN ASIA PACIFIC INCOM FD COM -92 Sold Out 0
ACCRETIVE HEALTH INC COM -3,495 Sold Out 0
ADVAXIS INC COM NEW -42 Sold Out 0
AGILYSYS INC COM -200 Sold Out 0
AIRMEDIA GROUP INC SPONSORED ADR -76 Sold Out 0
ALDERON IRON ORE CORP COM -12 Sold Out 0
ALLIANCEBERNSTEIN INCOME FUND COM -95 Sold Out 0
AMBIT BIOSCIENCES CORP COM -143 Sold Out 0
AMERICAN SOFTWARE INC CL A -178 Sold Out 0
AMPCO-PITTSBURGH CORP COM -219 Sold Out 0
APCO OIL & GAS INTERNATIONAL I SHS -1,036 Sold Out 0
ARGOS THERAPEUTICS INC COM -132 Sold Out 0
ASCENT SOLAR TECHNOLOGIES INC COM -3 Sold Out 0
ATHERSYS INC COM -213 Sold Out 0
AUDIOCODES LTD ORD -291 Sold Out 0
AUTOHOME INC SP ADR RP CL A -318 Sold Out 0
BANK KY FINL CORP COM -273 Sold Out 0
BANK OF MARIN BANCORP COM -284 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS GRNS37 -4,060 Sold Out 0
BELMOND LTD CL A -2,985 Sold Out 0