CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 06/30/2014

Position Statistics

Total Positions 4,294
New Positions 247
Increased Positions 2,535
Decreased Positions 1,700
Positions with Activity 4,235
Sold Out Positions 249
Total Mkt Value (in $ millions) 91,304

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.11%
Capital Goods 3.43%
Conglomerates 0.19%
Consumer Cyclical 2.7%
Consumer/Non-Cyclical 5.26%
Energy 8.91%
Financial 28.89%
Healthcare 8.11%
Services 16.32%
Technology 14.35%
Transportation 1.69%
Utilities 4.27%

249 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ABERDEEN ASIA PACIFIC INCOM FD COM -87 Sold Out 0
ACCRETIVE HEALTH INC COM -3,232 Sold Out 0
ADVAXIS INC COM NEW -33 Sold Out 0
AGILYSYS INC COM -172 Sold Out 0
AIRMEDIA GROUP INC SPONSORED ADR -85 Sold Out 0
ALDERON IRON ORE CORP COM -6 Sold Out 0
ALLIANCEBERNSTEIN INCOME FUND COM -94 Sold Out 0
AMBIT BIOSCIENCES CORP COM -304 Sold Out 0
AMERICAN SOFTWARE INC CL A -175 Sold Out 0
AMPCO-PITTSBURGH CORP COM -200 Sold Out 0
APCO OIL & GAS INTERNATIONAL I SHS -1,038 Sold Out 0
ARGOS THERAPEUTICS INC COM -136 Sold Out 0
ASCENT SOLAR TECHNOLOGIES INC COM NEW -2 Sold Out 0
ATHERSYS INC COM -203 Sold Out 0
AUDIOCODES LTD ORD -234 Sold Out 0
AUTOHOME INC SP ADR RP CL A -307 Sold Out 0
BANK KY FINL CORP COM -328 Sold Out 0
BANK OF MARIN BANCORP COM -278 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS GRNS37 -3,785 Sold Out 0
BELMOND LTD CL A -2,623 Sold Out 0