CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 12/31/2013

Position Statistics

Total Positions 4,036
New Positions 497
Increased Positions 2,673
Decreased Positions 1,324
Positions with Activity 3,997
Sold Out Positions 109
Total Mkt Value (in $ millions) 87,231

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.14%
Capital Goods 3.76%
Conglomerates 0.17%
Consumer Cyclical 2.88%
Consumer/Non-Cyclical 5.44%
Energy 10.29%
Financial 28.11%
Healthcare 7.45%
Services 16.56%
Technology 15.63%
Transportation 1.71%
Utilities 3%

497 New Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
UBS AG SHS NEW 2,058,613 2,058,613 New 101,659,881
DEUTSCHE BANK AG NAMEN AKT 370,442 370,442 New 8,364,005
TRANSOCEAN LTD REG SHS 270,380 270,380 New 6,662,884
CANADIAN NATL RY CO COM 178,521 178,521 New 3,147,959
ROYAL BK CDA MONTREAL QUE COM 145,477 145,477 New 2,183,689
TORONTO DOMINION BK ONT COM NEW 122,901 122,901 New 2,614,366
THOMSON REUTERS CORP COM 119,176 119,176 New 3,422,643
BANK N S HALIFAX COM 112,251 112,251 New 1,889,112
SUNCOR ENERGY INC NEW COM 111,378 111,378 New 3,032,334
DISCOVER FINL SVCS COM 92,550 92,550 New 1,627,674
BROOKFIELD OFFICE PPTYS INC COM 91,370 91,370 New 4,605,323
BANK MONTREAL QUE COM 88,511 88,511 New 1,279,252
LOGITECH INTL S A SHS 83,832 83,832 New 5,730,171
TRANSCANADA CORP COM 78,898 78,898 New 1,694,182
CANADIAN NAT RES LTD COM 78,391 78,391 New 1,928,923
MANULIFE FINL CORP COM 78,211 78,211 New 4,166,811
EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 64,525 64,525 New 862,408
CDN IMPERIAL BK OF COMMERCE COM 61,783 61,783 New 705,689
ENBRIDGE INC COM 59,029 59,029 New 1,257,000
POTASH CORP SASK INC COM 58,381 58,381 New 1,672,794