CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 09/30/2014

Position Statistics

Total Positions 4,210
New Positions 168
Increased Positions 1,784
Decreased Positions 2,369
Positions with Activity 4,153
Sold Out Positions 345
Total Mkt Value (in $ millions) 105,278

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.73%
Capital Goods 3.57%
Conglomerates 0.25%
Consumer Cyclical 2.56%
Consumer/Non-Cyclical 5.72%
Energy 8.57%
Financial 28.41%
Healthcare 8.31%
Services 16.12%
Technology 14.65%
Transportation 1.77%
Utilities 4.48%

168 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALIBABA GROUP HLDG LTD SPONSORED ADS 68,985 68,985 New 607,961
MARKIT LTD SHS 59,271 59,271 New 2,333,485
NORTHSTAR ASSET MGMT GROUP INC COM 58,591 58,591 New 2,766,328
CNH INDL N V SHS 57,754 57,754 New 6,916,690
NORTHSTAR RLTY FIN CORP COM NEW 48,523 48,523 New 2,679,364
DBX ETF TR DBXTR HAR CS 300 42,218 42,218 New 1,422,908
VANGUARD INTL EQUITY INDEX FD FTSE PACIFIC ETF 35,527 35,527 New 601,240
ALCOA INC DEP SHS 1/10TH 25,546 25,546 New 477,670
WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 20,122 20,122 New 709,023
FIDELITY NATIONAL FINANCIAL IN FNF GROUP COM 15,456 15,456 New 484,819
FORESIGHT ENERGY LP COM UNT RP INT 11,402 11,402 New 662,900
ISRAEL CHEMICALS LTD SHS 6,883 6,883 New 1,004,852
RAYONIER ADVANCED MATLS INC COM 5,419 5,419 New 213,952
VANGUARD INDEX FDS EXTEND MKT ETF 5,177 5,177 New 58,349
CAREDX INC COM 4,495 4,495 New 642,099
CITIZENS FINL GROUP INC COM 4,272 4,272 New 177,767
DIREXION SHS ETF TR DLY JR GL MNR 3X 3,983 3,983 New 700,000
CLAYMORE EXCHANGE TRD FD TR GUG RAYM JAMES S 3,724 3,724 New 106,404
FIDELITY NATIONAL FINANCIAL IN FNFV GROUP COM 3,706 3,706 New 260,071
AMSURG CORP PFD CNV SR A-1 % 3,613 3,613 New 33,300