CREDIT SUISSE AG/ Information

PO BOX 900, ZURICH, , CH 8070, (411) 212-1616

Report Date: 09/30/2014

Position Statistics

Total Positions 4,188
New Positions 167
Increased Positions 1,769
Decreased Positions 2,362
Positions with Activity 4,131
Sold Out Positions 344
Total Mkt Value (in $ millions) 100,203

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.67%
Capital Goods 3.41%
Conglomerates 0.24%
Consumer Cyclical 2.57%
Consumer/Non-Cyclical 5.79%
Energy 7.62%
Financial 28.31%
Healthcare 8.73%
Services 16.59%
Technology 14.62%
Transportation 1.76%
Utilities 4.7%

167 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MARKIT LTD SHS 61,254 61,254 New 2,333,485
NORTHSTAR ASSET MGMT GROUP INC COM 58,563 58,563 New 2,766,328
ALIBABA GROUP HLDG LTD SPONSORED ADS 54,157 54,157 New 607,961
CNH INDL N V SHS 52,913 52,913 New 6,916,690
NORTHSTAR RLTY FIN CORP COM NEW 50,667 50,667 New 2,679,364
DBX ETF TR DBXTR HAR CS 300 48,237 48,237 New 1,422,908
VANGUARD INTL EQUITY INDEX FD FTSE PACIFIC ETF 34,595 34,595 New 601,240
ALCOA INC DEP SHS 1/10TH 23,884 23,884 New 477,670
WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 17,974 17,974 New 709,023
FIDELITY NATIONAL FINANCIAL IN FNF GROUP COM 17,017 17,017 New 484,819
FORESIGHT ENERGY LP COM UNT RP INT 10,209 10,209 New 662,900
ISRAEL CHEMICALS LTD SHS 7,215 7,215 New 1,004,852
VANGUARD INDEX FDS EXTEND MKT ETF 5,023 5,023 New 58,349
CAREDX INC COM 4,533 4,533 New 642,099
CITIZENS FINL GROUP INC COM 4,249 4,249 New 177,767
AMSURG CORP PFD CNV SR A-1 % 3,887 3,887 New 33,300
RAYONIER ADVANCED MATLS INC COM 3,663 3,663 New 213,952
CLAYMORE EXCHANGE TRD FD TR GUG RAYM JAMES S 3,560 3,560 New 106,404
FIDELITY NATIONAL FINANCIAL IN FNFV GROUP COM 3,225 3,225 New 260,071
CATALENT INC COM 3,109 3,109 New 112,578