CONNING INC. Information

ONE FINANCIAL PLAZA, HARTFORD, Connecticut, 06103-2627, (860) 299-2151

Report Date: 12/31/2013

Position Statistics

Total Positions 515
New Positions 54
Increased Positions 428
Decreased Positions 41
Positions with Activity 469
Sold Out Positions 3
Total Mkt Value (in $ millions) 1,563

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.3%
Capital Goods 6.34%
Conglomerates 0.06%
Consumer Cyclical 2.96%
Consumer/Non-Cyclical 11.6%
Energy 7.67%
Financial 19.84%
Healthcare 11.74%
Services 13.19%
Technology 15.49%
Transportation 2.79%
Utilities 2.97%

515 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ALLEGION PUB LTD CO ORD SHS -219 Sold Out 0
BLACKSTONE GROUP L P COM UNIT LTD -393 Sold Out 0
PERRIGO CO COM -307 Sold Out 0
AMERICAN INTL GROUP INC WT EXP 011921 New 1
BERKSHIRE HATHAWAY INC DEL CL A 379 New 2
SEACOR HOLDINGS INC COM 50 50 New 582
GRAHAM HLDGS CO COM 468 13 2.96 696
BRISTOW GROUP INC COM 71 New 947
CHIPOTLE MEXICAN GRILL INC COM 583 86 17.35 1,150
BLACKHAWK NETWORK HLDGS INC CL B 29 29 New 1,191
BARNES GROUP INC COM 49 New 1,241
BANK OF AMERICA CORPORATION 7.25%CNV PFD L 1,483 114 8.33 1,300
REGENERON PHARMACEUTICALS COM 417 124 42.27 1,380
WELLS FARGO & CO NEW PERP PFD CNV A 1,714 New 1,450
ONE GAS INC COM 55 10 21.16 1,529
PRICELINE GRP INC COM NEW 2,088 342 19.58 1,710
KINDER MORGAN INC DEL WT EXP 052517 3 New 1,730
KANSAS CITY SOUTHERN COM NEW 185 185 New 1,810
INTUITIVE SURGICAL INC COM NEW 751 82 12.30 1,826
JANUS CAP GROUP INC COM 21 New 1,832