CONNING INC. Information

ONE FINANCIAL PLAZA, HARTFORD, Connecticut, 06103-2627, (860) 299-2151

Report Date: 09/30/2014

Position Statistics

Total Positions 557
New Positions 11
Increased Positions 165
Decreased Positions 345
Positions with Activity 510
Sold Out Positions 17
Total Mkt Value (in $ millions) 1,929

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.62%
Capital Goods 6.65%
Conglomerates 0.05%
Consumer Cyclical 3.12%
Consumer/Non-Cyclical 13.63%
Energy 6.83%
Financial 22.52%
Healthcare 11.11%
Services 15.18%
Technology 12.08%
Transportation 1.92%
Utilities 4.03%

557 Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BANK AMER CORP 7.25%CNV PFD L 1,521 New 1,300
HSBC HLDGS PLC ADR A 1/40PF A 5,172 New 200,000
VALE S A ADR REPSTG PFD 2,394 New 295,982
AMPHENOL CORP NEW CL A 584 -14 (2.27) 11,216
BERKSHIRE HATHAWAY INC DEL CL A 440 New 2
BROADCOM CORP CL A 755 3 .39 17,900
CBRE GROUP INC CL A 266 -21 (7.34) 7,953
COGNIZANT TECHNOLOGY SOLUTIONS CL A 1,086 -15 (1.35) 20,476
COMCAST CORP NEW CL A 4,890 -134 (2.66) 90,419
CONSTELLATION BRANDS INC CL A 392 56 16.74 4,185
FACEBOOK INC CL A 3,678 639 21.01 49,870
GOOGLE INC CL A 5,277 -60 (1.13) 9,667
LAUDER ESTEE COS INC CL A 516 -31 (5.61) 7,066
LENNAR CORP CL A -228 Sold Out 0
MARRIOTT INTL INC NEW CL A 480 -39 (7.47) 6,318
MASTERCARD INC CL A 2,503 -169 (6.34) 29,550
MONDELEZ INTL INC CL A 2,206 -66 (2.88) 56,571
NEWS CORP NEW CL A 216 -8 (3.39) 14,237
RALPH LAUREN CORP CL A 331 -27 (7.54) 1,839
TWENTY FIRST CENTY FOX INC CL A 1,950 -120 (5.82) 55,397