CONNING INC. Information

ONE FINANCIAL PLAZA, HARTFORD, Connecticut, 06103-2627, (860) 299-2151

Report Date: 09/30/2014

Position Statistics

Total Positions 557
New Positions 11
Increased Positions 167
Decreased Positions 343
Positions with Activity 510
Sold Out Positions 17
Total Mkt Value (in $ millions) 1,926

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.57%
Capital Goods 6.85%
Conglomerates 0.05%
Consumer Cyclical 2.99%
Consumer/Non-Cyclical 14.05%
Energy 6.08%
Financial 22.37%
Healthcare 11.29%
Services 15.41%
Technology 12.06%
Transportation 1.88%
Utilities 4.09%

557 Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BANK AMER CORP 7.25%CNV PFD L 1,529 New 1,300
HSBC HLDGS PLC ADR A 1/40PF A 5,142 New 200,000
VALE S A ADR REPSTG PFD 2,072 New 295,982
AMPHENOL CORP NEW CL A 616 -14 (2.27) 11,216
BERKSHIRE HATHAWAY INC DEL CL A 448 New 2
BROADCOM CORP CL A 751 3 .39 17,900
CBRE GROUP INC CL A 262 -21 (7.34) 7,953
COGNIZANT TECHNOLOGY SOLUTIONS CL A 1,148 -16 (1.35) 20,476
COMCAST CORP NEW CL A 5,091 -139 (2.66) 90,419
CONSTELLATION BRANDS INC CL A 463 66 16.74 4,185
FACEBOOK INC CL A 3,881 674 21.01 49,870
GOOGLE INC CL A 5,239 -60 (1.13) 9,667
LAUDER ESTEE COS INC CL A 521 -31 (5.61) 7,066
LENNAR CORP CL A -210 Sold Out 0
MARRIOTT INTL INC NEW CL A 496 -40 (7.47) 6,318
MASTERCARD INC CL A 2,494 -169 (6.34) 29,550
MONDELEZ INTL INC CL A 2,090 -62 (2.88) 56,571
NEWS CORP NEW CL A 216 -8 (3.39) 14,237
RALPH LAUREN CORP CL A 310 -25 (7.54) 1,839
TWENTY FIRST CENTY FOX INC CL A 1,900 -117 (5.82) 55,397