CONNING INC. Information

ONE FINANCIAL PLAZA, HARTFORD, Connecticut, 06103-2627, (860) 299-2151

Report Date: 12/31/2013

Position Statistics

Total Positions 515
New Positions 54
Increased Positions 428
Decreased Positions 41
Positions with Activity 469
Sold Out Positions 3
Total Mkt Value (in $ millions) 1,558

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.32%
Capital Goods 6.34%
Conglomerates 0.06%
Consumer Cyclical 2.95%
Consumer/Non-Cyclical 11.65%
Energy 7.65%
Financial 19.88%
Healthcare 11.65%
Services 13.21%
Technology 15.5%
Transportation 2.78%
Utilities 2.98%

515 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ALLEGION PUB LTD CO ORD SHS -217 Sold Out 0
BLACKSTONE GROUP L P COM UNIT LTD -388 Sold Out 0
PERRIGO CO COM -307 Sold Out 0
APPLIED MATLS INC COM 1,032 -13,104 (92.7) 54,325
NORTHROP GRUMMAN CORP COM 1,393 -13,517 (90.66) 11,421
MEDTRONIC INC COM 2,054 -11,468 (84.81) 35,086
BRISTOL MYERS SQUIBB CO COM 3,698 -12,049 (76.52) 74,766
3M CO COM 3,957 -12,338 (75.72) 28,727
AMEREN CORP COM 283 -223 (44.07) 6,905
INGERSOLL-RAND PLC SHS 489 -261 (34.77) 8,461
KEYCORP NEW COM 3,738 -1,838 (32.97) 275,637
INTERCONTINENTALEXCHANGE GROUP COM 593 -233 (28.23) 2,992
NEXTERA ENERGY INC COM 9,881 -3,776 (27.65) 102,295
AETNA INC NEW COM 765 -268 (25.92) 11,290
NOBLE ENERGY INC COM 830 -205 (19.79) 11,148
METLIFE INC COM 7,146 -1,734 (19.53) 139,562
APACHE CORP COM 15,152 -3,335 (18.04) 178,027
ISHARES IBOXX INV CP ETF 17,962 -3,124 (14.82) 152,920
FRANKLIN RES INC COM 673 -99 (12.86) 12,535
ADVANCED MICRO DEVICES INC COM 44 -5 (11.15) 11,877