CONNING INC. Information

ONE FINANCIAL PLAZA, HARTFORD, Connecticut, 06103-2627, (860) 299-2151

Report Date: 03/31/2014

Position Statistics

Total Positions 548
New Positions 33
Increased Positions 428
Decreased Positions 74
Positions with Activity 502
Sold Out Positions 10
Total Mkt Value (in $ millions) 1,709

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.86%
Capital Goods 7.41%
Conglomerates 0.06%
Consumer Cyclical 3.1%
Consumer/Non-Cyclical 13.32%
Energy 8.23%
Financial 18.87%
Healthcare 11.28%
Services 13.35%
Technology 15.13%
Transportation 1.86%
Utilities 3.41%

548 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NORTHWESTERN CORP COM NEW 4,385 New 88,467
GILEAD SCIENCES INC COM 4,292 210 5.14 48,046
AMAZON COM INC COM 4,194 195 4.87 11,624
AMERICAN EXPRESS CO COM 4,106 84 2.09 43,971
PHILIP MORRIS INTL INC COM 4,097 176 4.49 47,989
DANAHER CORP DEL COM 3,975 96 2.46 52,438
VALE S A ADR REPSTG PFD 3,821 New 295,982
GOLDMAN SACHS GROUP INC COM 3,787 68 1.84 21,635
HONEYWELL INTL INC COM 3,783 -16,185 (81.05) 38,925
UNITEDHEALTH GROUP INC COM 3,769 108 2.96 43,805
SPDR SERIES TRUST S&P DIVID ETF 3,698 New 48,665
HOME DEPOT INC COM 3,657 104 2.92 45,405
US BANCORP DEL COM NEW 3,629 114 3.25 85,883
VISA INC COM CL A 3,555 142 4.15 16,065
MONSANTO CO NEW COM 3,532 83 2.41 29,738
BRISTOL MYERS SQUIBB CO COM 3,514 -159 (4.32) 71,536
ENTERPRISE PRODS PARTNERS L P COM 3,402 2,655 355.09 43,397
AMGEN INC COM 3,256 134 4.31 26,882
TIME WARNER INC COM NEW 3,213 89 2.83 37,021
NIKE INC CL B 2,975 99 3.46 38,616