CONNING INC. Information

ONE FINANCIAL PLAZA, HARTFORD, Connecticut, 06103-2627, (860) 299-2151

Report Date: 12/31/2014

Position Statistics

Total Positions 557
New Positions 21
Increased Positions 100
Decreased Positions 412
Positions with Activity 512
Sold Out Positions 15
Total Mkt Value (in $ millions) 2,017

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.37%
Capital Goods 6.68%
Conglomerates 0.14%
Consumer Cyclical 2.89%
Consumer/Non-Cyclical 13.51%
Energy 6.69%
Financial 24.2%
Healthcare 9.73%
Services 14.63%
Technology 13.66%
Transportation 1.63%
Utilities 3.76%

557 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLACKROCK ENERGY & RES TR COM 11,539 10,766 1,394.01 534,197
ISHARES TR SELECT DIVID ETF 11,351 11,351 New 143,590
GENERAL ELECTRIC CO COM 9,710 -225 (2.26) 355,927
JPMORGAN CHASE & CO COM 9,442 -208 (2.16) 147,976
NEXTERA ENERGY INC CORP UNIT 9,440 New 165,000
WELLS FARGO & CO NEW COM 9,042 -238 (2.57) 164,963
BERKSHIRE HATHAWAY INC DEL CL B NEW 7,304 -189 (2.52) 51,399
CITIGROUP INC COM NEW 6,344 -132 (2.04) 117,445
ISHARES TR CORE S&P MCP ETF 6,263 New 40,933
DISNEY WALT CO COM DISNEY 5,924 -186 (3.04) 54,802
ENTERPRISE PRODS PARTNERS L P COM 5,743 1,469 34.36 167,422
BANK AMER CORP COM 5,643 -141 (2.43) 357,369
CVS HEALTH CORP COM 5,631 -118 (2.06) 55,655
ISHARES MSCI BRIC INDX 5,295 New 127,441
COMCAST CORP NEW CL A 5,258 -137 (2.54) 88,119
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 5,256 890 20.37 79,306
NATIONAL WESTMINSTER BK PLC SPON ADR C 5,188 New 200,000
GOOGLE INC CL A 5,167 -87 (1.66) 9,507
NEXTERA ENERGY INC COM 5,146 -1,059 (17.07) 49,591
HSBC HLDGS PLC ADR A 1/40PF A 5,108 New 200,000