CONNING INC. Information

ONE FINANCIAL PLAZA, HARTFORD, Connecticut, 06103-2627, (860) 299-2151

Report Date: 12/31/2013

Position Statistics

Total Positions 515
New Positions 54
Increased Positions 428
Decreased Positions 41
Positions with Activity 469
Sold Out Positions 3
Total Mkt Value (in $ millions) 1,558

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.32%
Capital Goods 6.34%
Conglomerates 0.06%
Consumer Cyclical 2.95%
Consumer/Non-Cyclical 11.65%
Energy 7.65%
Financial 19.88%
Healthcare 11.65%
Services 13.21%
Technology 15.5%
Transportation 2.78%
Utilities 2.98%

515 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BERKSHIRE HATHAWAY INC DEL CL B NEW 6,851 1,185 20.92 53,869
ISHARES RUSSELL 2000 ETF 6,281 New 55,627
BANK OF AMERICA CORPORATION COM 6,111 893 17.12 378,379
METLIFE INC COM EQTY UNIT 5,994 -523 (8.03) 200,400
ARCHER DANIELS MIDLAND CO COM 5,390 -196 (3.52) 119,672
QUALCOMM INC COM 5,330 349 7.01 65,546
GOOGLE INC CL A 5,326 804 17.78 9,802
GOOGLE INC CL C 5,255 793 17.78 9,802
NATIONAL WESTMINSTER BK PLC SPON ADR C 5,080 New 200,000
HSBC HLDGS PLC ADR A 1/40PF A 5,034 New 200,000
DISNEY WALT CO COM DISNEY 4,965 428 9.44 62,072
CITIGROUP INC COM NEW 4,807 749 18.46 99,690
ORACLE CORP COM 4,745 234 5.18 118,396
SCHLUMBERGER LTD COM 4,669 682 17.12 46,728
COMCAST CORP NEW CL A 4,592 211 4.82 93,519
CVS CAREMARK CORPORATION COM 4,515 -33 (0.72) 61,232
UNION PAC CORP COM 4,280 453 11.84 22,575
ISHARES MSCI BRIC INDX 4,256 -489 (10.31) 115,266
NORTHWESTERN CORP COM NEW 4,220 New 88,467
3M CO COM 3,957 -12,338 (75.72) 28,727