CONNING INC. Information

ONE FINANCIAL PLAZA, HARTFORD, Connecticut, 06103-2627, (860) 299-2151

Report Date: 03/31/2014

Position Statistics

Total Positions 548
New Positions 33
Increased Positions 428
Decreased Positions 74
Positions with Activity 502
Sold Out Positions 10
Total Mkt Value (in $ millions) 1,709

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.87%
Capital Goods 7.34%
Conglomerates 0.06%
Consumer Cyclical 3.09%
Consumer/Non-Cyclical 13.34%
Energy 8.27%
Financial 18.92%
Healthcare 11.32%
Services 13.37%
Technology 15.04%
Transportation 1.86%
Utilities 3.42%

10 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ADVANCED MICRO DEVICES INC COM -44 Sold Out 0
DENTSPLY INTL INC NEW COM -195 Sold Out 0
FAMILY DLR STORES INC COM -196 Sold Out 0
GRAHAM HLDGS CO COM -480 Sold Out 0
KNOWLES CORP COM -82 Sold Out 0
MOLYCORP INC DEL PFD CONV SER A -162 Sold Out 0
ONE GAS INC COM -59 Sold Out 0
REGENCY CTRS CORP COM -282 Sold Out 0
SPRINT CORP COM SER 1 -117 Sold Out 0
THE ADT CORPORATION COM -216 Sold Out 0