CONNING INC. Information

ONE FINANCIAL PLAZA, HARTFORD, Connecticut, 06103-2627, (860) 299-2151

Report Date: 09/30/2014

Position Statistics

Total Positions 556
New Positions 11
Increased Positions 166
Decreased Positions 343
Positions with Activity 509
Sold Out Positions 17
Total Mkt Value (in $ millions) 1,949

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.59%
Capital Goods 6.77%
Conglomerates 0.05%
Consumer Cyclical 3.09%
Consumer/Non-Cyclical 13.88%
Energy 6.31%
Financial 22.59%
Healthcare 10.99%
Services 15.26%
Technology 12.23%
Transportation 1.96%
Utilities 3.97%

343 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MICROSOFT CORP COM 32,243 -910 (2.75) 665,487
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 30,684 -769 (2.45) 115,655
HOME DEPOT INC COM 26,161 -1,415 (5.13) 252,132
INTEL CORP COM 26,086 -5,567 (17.59) 696,929
MERCK & CO INC NEW COM 25,162 -250 (0.98) 439,818
ISHARES TR RUS MID-CAP ETF 25,001 -1,504 (5.68) 147,907
APPLE INC COM 24,575 -1,064 (4.15) 218,365
TARGET CORP COM 23,580 -29 (0.12) 315,708
CME GROUP INC COM 22,458 -106 (0.47) 242,216
LOCKHEED MARTIN CORP COM 22,001 -5 (0.02) 112,381
LILLY ELI & CO COM 21,563 -200 (0.92) 309,198
INTERNATIONAL BUSINESS MACHS COM 21,167 -4 (0.02) 130,467
ISHARES TR RUSSELL 2000 ETF 14,929 -2,094 (12.3) 124,550
APACHE CORP COM 11,301 -355 (3.05) 172,714
JPMORGAN CHASE & CO COM 9,449 -165 (1.72) 151,236
GENERAL ELECTRIC CO COM 9,424 -230 (2.38) 364,157
WELLS FARGO & CO NEW COM 9,392 -264 (2.73) 169,313
BERKSHIRE HATHAWAY INC DEL CL B NEW 8,002 -99 (1.22) 52,729
CISCO SYS INC COM 7,111 -172 (2.36) 251,711
BANK AMER CORP COM 6,567 -96 (1.45) 366,279