CONNING INC. Information

ONE FINANCIAL PLAZA, HARTFORD, Connecticut, 06103-2627, (860) 299-2151

Report Date: 12/31/2013

Position Statistics

Total Positions 515
New Positions 54
Increased Positions 428
Decreased Positions 41
Positions with Activity 469
Sold Out Positions 3
Total Mkt Value (in $ millions) 1,558

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.32%
Capital Goods 6.34%
Conglomerates 0.06%
Consumer Cyclical 2.95%
Consumer/Non-Cyclical 11.65%
Energy 7.65%
Financial 19.88%
Healthcare 11.65%
Services 13.21%
Technology 15.5%
Transportation 2.78%
Utilities 2.98%

515 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EXXON MOBIL CORP COM 32,090 5,598 21.13 319,559
ISHARES CORE S&P SCP ETF 28,590 New 264,970
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 27,485 New 111,845
MERCK & CO INC NEW COM 27,168 3,593 15.24 481,103
JOHNSON & JOHNSON COM 25,397 4,724 22.85 256,644
ISHARES CORE S&P500 ETF 25,245 New 134,613
MICROSOFT CORP COM 25,119 3,569 16.56 627,823
CHEVRON CORP NEW COM 23,793 5,058 27.00 192,376
APPLE INC COM 23,734 2,393 11.21 45,213
INTEL CORP COM 23,682 4,073 20.77 875,806
INTERNATIONAL BUSINESS MACHS COM 23,381 16,280 229.27 123,050
PFIZER INC COM 22,830 14,934 189.15 754,708
AT&T INC COM 22,741 4,479 24.53 630,994
PROCTER & GAMBLE CO COM 22,639 4,243 23.06 276,896
COCA COLA CO COM 20,486 4,294 26.52 503,086
UNITED TECHNOLOGIES CORP COM 20,093 3,961 24.56 169,457
DOW CHEM CO COM 19,990 4,116 25.93 410,295
PEPSICO INC COM 19,792 4,208 27 231,349
LILLY ELI & CO COM 19,678 5,260 36.49 325,627
VERIZON COMMUNICATIONS INC COM 19,619 3,915 24.93 412,166