CONCEPT CAPITAL MARKETS, LLC Information

1010 FRANKLIN AVENUE, GARDEN CITY, New York, 11530, (800) 281-5984

Report Date: 03/31/2014

Position Statistics

Total Positions 307
New Positions 37
Increased Positions 111
Decreased Positions 81
Positions with Activity 192
Sold Out Positions 26
Total Mkt Value (in $ millions) 236

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.5%
Capital Goods 1.85%
Conglomerates
Consumer Cyclical 0.32%
Consumer/Non-Cyclical 2.9%
Energy 4.31%
Financial 6.63%
Healthcare 12.02%
Services 24.03%
Technology 41.65%
Transportation 0.23%
Utilities 3.4%

307 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ABRAXAS PETE CORP COM -26 Sold Out 0
AMERICAN RLTY CAP PPTYS INC COM -406 Sold Out 0
BIOMARIN PHARMACEUTICAL INC COM -124 Sold Out 0
BOARDWALK PIPELINE PARTNERS LP UT LTD PARTNER -56 Sold Out 0
BUNGE LIMITED COM -2,164 Sold Out 0
CARDINAL HEALTH INC COM -4 Sold Out 0
CHEVRON CORP NEW COM -1,228 Sold Out 0
CITIGROUP INC COM NEW -15 Sold Out 0
CYTRX CORP COM PAR $.001 -34 Sold Out 0
ECOLAB INC COM -87 Sold Out 0
ESSEX PPTY TR INC COM -169 Sold Out 0
FREEPORT-MCMORAN INC CL B -6 Sold Out 0
GABELLI DIVD & INCOME TR COM -425 Sold Out 0
GABELLI GLB SML & MD CP VAL TR COM -21 Sold Out 0
GLOBAL X FDS COPPER MNR ETF -188 Sold Out 0
ILLUMINA INC COM -80 Sold Out 0
INTERNATIONAL BUSINESS MACHS COM -31 Sold Out 0
JONES ENERGY INC COM CL A -1,218 Sold Out 0
KINDER MORGAN ENERGY PARTNERS UT LTD PARTNER -41 Sold Out 0
LMP CAP & INCOME FD INC COM -443 Sold Out 0