CONCEPT CAPITAL MARKETS, LLC Information

1010 FRANKLIN AVENUE, GARDEN CITY, New York, 11530, (800) 281-5984

Report Date: 12/31/2013

Position Statistics

Total Positions 288
New Positions 25
Increased Positions 71
Decreased Positions 97
Positions with Activity 168
Sold Out Positions 17
Total Mkt Value (in $ millions) 254

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.34%
Capital Goods 1.88%
Conglomerates
Consumer Cyclical 0.28%
Consumer/Non-Cyclical 3.67%
Energy 4.77%
Financial 6.17%
Healthcare 10.01%
Services 21.07%
Technology 46.01%
Transportation 0.2%
Utilities 2.16%

288 Positions as of 12/31/2013

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3-D SYS CORP DEL COM NEW 2,729 -1,848 (40.38) 56,651
ABBOTT LABS COM 115 -1 (0.74) 2,965
ABBVIE INC COM 257 .10 5,286
ABRAXAS PETE CORP COM 26 New 5,000
ACCELRYS INC COM 7,734 -3,041 (28.22) 618,743
ACCURAY INC COM 128 New 14,200
ACTAVIS PLC SHS 190 -6,324 (97.08) 964
ACTUATE CORP COM 9,456 3,302 53.64 1,636,000
ADVANTAGE OIL & GAS LTD COM 187 -1 (0.61) 32,700
AEGON N V NY REGISTRY SH 13 New 1,465
AIRCASTLE LTD COM 53 53 New 2,850
AIXTRON SE SPONSORED ADR 3 3 New 200
ALCATEL-LUCENT SPONSORED ADR 4 New 1,010
ALLEGION PUB LTD CO ORD SHS 84 (0.12) 1,665
ALLETE INC COM NEW 9 New 166
ALLIANCEBERNSTEIN INCOME FUND COM 5 New 700
ALPHA NATURAL RESOURCES INC COM New 1
ALPS ETF TR ALERIAN MLP -11 Sold Out 0
ALTRIA GROUP INC COM 65 New 1,700
AMERICA MOVIL SAB DE CV SPON ADR A SHS 32 .74 1,625