CONCEPT CAPITAL MARKETS, LLC Information

1010 FRANKLIN AVENUE, GARDEN CITY, New York, 11530, (800) 281-5984

Report Date: 12/31/2014

Position Statistics

Total Positions 338
New Positions 32
Increased Positions 126
Decreased Positions 61
Positions with Activity 187
Sold Out Positions 14
Total Mkt Value (in $ millions) 253

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.97%
Capital Goods 2.15%
Conglomerates
Consumer Cyclical 0.99%
Consumer/Non-Cyclical 2.94%
Energy 2.78%
Financial 3.84%
Healthcare 15.12%
Services 24.46%
Technology 39.69%
Transportation 0.23%
Utilities 4.6%

338 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BANK AMER CORP 7.25%CNV PFD L 41 New 35
NOVO-NORDISK A S ADR 168 -5 (2.74) 3,550
TEVA PHARMACEUTICAL INDS LTD ADR 7,979 159 2.03 141,176
HSBC HLDGS PLC ADR A 1/40PF A 20 New 775
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 49 25 100 2,000
ALPS ETF TR ALERIAN MLP 21 1.06 1,243
PROSHARES TR ALTRNTV SOLUTN 49 49 New 1,200
ISHARES TR CHINA ETF 21 -3 (10.93) 391
ISHARES TR CHINA LG-CAP ETF 43 .92 984
BLACKHAWK NETWORK HLDGS INC CL A 60 60 New 1,500
COMCAST CORP NEW CL A 127 1 .43 2,125
FACEBOOK INC CL A 55 New 690
GOOGLE INC CL A 23 New 42
INTERSIL CORP CL A New 1
LEAPFROG ENTERPRISES INC CL A New 5
LENNAR CORP CL A 76 New 1,500
MARRIOTT INTL INC NEW CL A 8 New 100
MONDELEZ INTL INC CL A 176 New 4,797
NATIONAL RESH CORP CL A 224 New 16,200
ZILLOW GROUP INC CL A 652 New 5,766