CONCEPT CAPITAL MARKETS, LLC Information

1010 FRANKLIN AVENUE, GARDEN CITY, New York, 11530, (800) 281-5984

Report Date: 03/31/2015

Position Statistics

Total Positions 341
New Positions 24
Increased Positions 89
Decreased Positions 100
Positions with Activity 189
Sold Out Positions 29
Total Mkt Value (in $ millions) 247

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.33%
Capital Goods 2.52%
Conglomerates
Consumer Cyclical 0.52%
Consumer/Non-Cyclical 1.86%
Energy 2.58%
Financial 3.68%
Healthcare 17.76%
Services 19.36%
Technology 41.46%
Transportation 1.13%
Utilities 3.15%

341 Positions as of 03/31/2015

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BANK AMER CORP 7.25%CNV PFD L 39 New 35
NOVO-NORDISK A S ADR 209 New 3,550
TEVA PHARMACEUTICAL INDS LTD ADR 9,696 -48 (0.49) 140,485
HSBC HLDGS PLC ADR A 1/40PF A 20 New 775
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 25 -25 (50) 1,000
ALPS ETF TR ALERIAN MLP -19 Sold Out 0
PROSHARES TR ALTRNTV SOLUTN 48 New 1,200
ISHARES TR CHINA ETF 20 New 391
ISHARES TR CHINA LG-CAP ETF 37 -3 (8.13) 904
COMCAST CORP NEW CL A 118 -15 (11.39) 1,883
FACEBOOK INC CL A 65 New 690
GOOGLE INC CL A 28 New 42
INTERSIL CORP CL A New 1
LEAPFROG ENTERPRISES INC CL A New 5
LENNAR CORP CL A 80 New 1,500
MARRIOTT INTL INC NEW CL A 7 New 100
MONDELEZ INTL INC CL A 216 New 4,797
NATIONAL RESH CORP CL A 240 New 16,200
ZILLOW GROUP INC CL A 2 -468 (99.65) 20
ZOETIS INC CL A 24 New 500