CONCEPT CAPITAL MARKETS, LLC Information

1010 FRANKLIN AVENUE, GARDEN CITY, New York, 11530, (800) 281-5984

Report Date: 03/31/2014

Position Statistics

Total Positions 307
New Positions 37
Increased Positions 111
Decreased Positions 81
Positions with Activity 192
Sold Out Positions 26
Total Mkt Value (in $ millions) 247

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.52%
Capital Goods 1.85%
Conglomerates
Consumer Cyclical 0.32%
Consumer/Non-Cyclical 2.99%
Energy 4.3%
Financial 6.59%
Healthcare 11.87%
Services 23.91%
Technology 41.87%
Transportation 0.23%
Utilities 3.4%

307 Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BANK OF AMERICA CORPORATION 7.25%CNV PFD L 41 New 35
NOVO-NORDISK A S ADR 166 -5 (2.67) 3,650
TEVA PHARMACEUTICAL INDS LTD ADR 7,543 1,925 34.27 138,649
HSBC HLDGS PLC ADR A 1/40PF A 20 New 775
ALPS ETF TR ALERIAN MLP 25 25 New 1,324
ISHARES TR CHINA ETF 21 21 New 415
ISHARES TR CHINA LG-CAP ETF 40 24 156.70 996
COMCAST CORP NEW CL A 116 -6 (4.68) 2,097
FACEBOOK INC CL A 52 -8 (13.75) 690
GOOGLE INC CL A 54 New 90
INTERSIL CORP CL A New 1
LEAPFROG ENTERPRISES INC CL A New 5
LENNAR CORP CL A 59 New 1,500
MARRIOTT INTL INC NEW CL A 7 7 New 100
MONDELEZ INTL INC CL A 184 (0.1) 4,796
NATIONAL RESH CORP CL A 221 New 16,200
LIN MEDIA LLC CL A COM 301 301 New 11,000
APOLLO GLOBAL MGMT LLC CL A SHS 4,107 -295 (6.71) 150,100
BLACKHAWK NETWORK HLDGS INC CL B 53 53 New 1,971
FREEPORT-MCMORAN INC CL B -6 Sold Out 0