CONCEPT CAPITAL MARKETS, LLC Information

1010 FRANKLIN AVENUE, GARDEN CITY, New York, 11530, (800) 281-5984

Report Date: 03/31/2015

Position Statistics

Total Positions 340
New Positions 24
Increased Positions 90
Decreased Positions 99
Positions with Activity 189
Sold Out Positions 29
Total Mkt Value (in $ millions) 241

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.71%
Capital Goods 2.57%
Conglomerates
Consumer Cyclical 0.59%
Consumer/Non-Cyclical 4.38%
Energy 2.89%
Financial 3.97%
Healthcare 16.84%
Services 20.08%
Technology 39.87%
Transportation 1.15%
Utilities 3.64%

340 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ALBEMARLE CORP COM -314 Sold Out 0
ALLIANCE NEW YORK MUN INC FD COM -10 Sold Out 0
ALLIANCEBERNSTEIN INCOME FUND COM -5 Sold Out 0
ALPS ETF TR ALERIAN MLP -21 Sold Out 0
BAIDU INC SPON ADR REP A -10 Sold Out 0
BECTON DICKINSON & CO COM -120 Sold Out 0
CABOT OIL & GAS CORP COM -17 Sold Out 0
CDK GLOBAL INC COM -2 Sold Out 0
DEUTSCHE BK AG LONDON BRH IDX EXCH NT30 -131 Sold Out 0
DUFF & PHELPS UTIL CORP BD TR COM -10 Sold Out 0
ENDO INTL PLC SHS -621 Sold Out 0
EXPRESS INC COM -321 Sold Out 0
FAMILY DLR STORES INC COM -351 Sold Out 0
HYDROGENICS CORP NEW COM NEW -4 Sold Out 0
INTERNATIONAL GAME TECHNOLOGY SHS USD -56 Sold Out 0
ISHARES MBS ETF Sold Out 0
ISHARES U.S. PFD STK ETF -12 Sold Out 0
KAMADA LTD SHS -2 Sold Out 0
MEDIA GEN INC NEW COM -167 Sold Out 0
NRG ENERGY INC COM NEW -2,072 Sold Out 0