CONCEPT CAPITAL MARKETS, LLC Information

1010 FRANKLIN AVENUE, GARDEN CITY, New York, 11530, (800) 281-5984

Report Date: 12/31/2014

Position Statistics

Total Positions 332
New Positions 29
Increased Positions 122
Decreased Positions 59
Positions with Activity 181
Sold Out Positions 13
Total Mkt Value (in $ millions) 231

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.12%
Capital Goods 2.28%
Conglomerates
Consumer Cyclical 1.19%
Consumer/Non-Cyclical 3.89%
Energy 3.13%
Financial 4.4%
Healthcare 15.53%
Services 25%
Technology 35.88%
Transportation 0.23%
Utilities 5.08%

332 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
AECOM COM -194 Sold Out 0
EMPIRE RESORTS INC COM NEW -5 Sold Out 0
GILEAD SCIENCES INC COM -315 Sold Out 0
GOODRICH PETE CORP COM NEW -6 Sold Out 0
GT ADVANCED TECHNOLOGIES INC COM -19 Sold Out 0
NEWMONT MINING CORP COM -26 Sold Out 0
PEABODY ENERGY CORP COM -61 Sold Out 0
PINNACLE FOODS INC DEL COM -1,294 Sold Out 0
RACKSPACE HOSTING INC COM -54 Sold Out 0
SABINE ROYALTY TR UNIT BEN INT -64 Sold Out 0
TENNECO INC COM -1 Sold Out 0
TIME WARNER CABLE INC COM -236 Sold Out 0
TIME WARNER INC COM NEW -513 Sold Out 0
HYDROGENICS CORP NEW COM NEW 5 -46 (90.48) 400
ALPHA NAT RES INC COM 27 -196 (87.81) 34,001
APOLLO GLOBAL MGMT LLC CL A SHS 73 -362 (83.16) 3,200
MARKET VECTORS ETF TR GOLD MINER ETF 49 -179 (78.44) 2,428
COBALT INTL ENERGY INC COM 82 -269 (76.58) 7,800
PARKERVISION INC COM 7 -20 (72.73) 10,500
KAMADA LTD SHS 2 -5 (69.7) 500