CONCEPT CAPITAL MARKETS, LLC Information

1010 FRANKLIN AVENUE, GARDEN CITY, New York, 11530, (800) 281-5984

Report Date: 06/30/2014

Position Statistics

Total Positions 295
New Positions 15
Increased Positions 89
Decreased Positions 88
Positions with Activity 177
Sold Out Positions 27
Total Mkt Value (in $ millions) 232

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.19%
Capital Goods 2%
Conglomerates
Consumer Cyclical 0.47%
Consumer/Non-Cyclical 3.45%
Energy 3.79%
Financial 4.05%
Healthcare 14.63%
Services 25.84%
Technology 39.41%
Transportation 0.25%
Utilities 3.34%

295 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ACTUATE CORP COM 413 -9,038 (95.63) 99,000
APOLLO GLOBAL MGMT LLC CL A SHS -3,400 Sold Out 0
WILLIAMS COS INC DEL COM 4,677 -2,071 (30.69) 82,900
AMERICAN ELEC PWR INC COM -1,804 Sold Out 0
AON PLC SHS CL A 1,008 -1,625 (61.72) 11,600
MARKET VECTORS ETF TR GOLD MINER ETF 274 -968 (77.98) 12,070
ANALOG DEVICES INC COM 186 -923 (83.27) 3,711
AVERY DENNISON CORP COM -707 Sold Out 0
NEWMONT MINING CORP COM 172 -707 (80.44) 7,100
LIONBRIDGE TECHNOLOGIES INC COM 15,325 -679 (4.24) 3,324,335
KKR & CO L P DEL COM UNITS 226 -609 (72.97) 10,001
TRANSACT TECHNOLOGIES INC COM 4,994 -518 (9.4) 692,646
REGENERON PHARMACEUTICALS COM -359 Sold Out 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 269 -319 (54.25) 1,911
HCA HOLDINGS INC COM 882 -294 (25) 12,000
APPLE INC COM 258 -260 (50.21) 2,558
UMPQUA HLDGS CORP COM -260 Sold Out 0
KRAFT FOODS GROUP INC COM 4,575 -256 (5.3) 80,384
PACWEST BANCORP DEL COM -220 Sold Out 0
NEW MTN FIN CORP COM -148 Sold Out 0