CONCEPT CAPITAL MARKETS, LLC Information

1010 FRANKLIN AVENUE, GARDEN CITY, New York, 11530, (800) 281-5984

Report Date: 03/31/2013

Position Statistics:

Total Positions 240
New Positions 21
Increased Positions 53
Decreased Positions 52
Positions with Activity 105
Sold Out Positions 15
Total Mkt Value
(in $ millions)
227

Sector Weighting

Basic Materials 4.73%
Capital Goods 2.23%
Conglomerates
Consumer Cyclical 0.24%
Consumer/Non-Cyclical 3.5%
Energy 3.47%
Financial 3.2%
Healthcare 7.19%
Services 18.05%
Technology 53.73%
Transportation 0.13%
Utilities 3.53%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

240 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
GENTEX CORP COM -3,726 Sold Out 0
SAIC INC COM -2,886 Sold Out 0
PDF SOLUTIONS INC COM 60,010 -2,180 (3.51) 3,217,676
WASTE MGMT INC DEL COM 2,091 -1,802 (46.28) 49,100
PLUM CREEK TIMBER CO INC COM 5,036 -1,620 (24.34) 92,568
MICROSOFT CORP COM 2,019 -1,554 (43.5) 57,547
KIMBERLY CLARK CORP COM 154 -1,440 (90.32) 1,500
PFIZER INC COM 6,528 -1,168 (15.18) 227,450
AVERY DENNISON CORP COM 1,063 -716 (40.25) 23,900
MONDELEZ INTL INC CL A 145 -613 (80.89) 4,700
TRIANGLE PETE CORP COM NEW 574 -381 (39.86) 105,600
CONCHO RES INC COM -337 Sold Out 0
ENERGY XXI (BERMUDA) LTD USD UNRS SHS 33 -251 (88.39) 1,300
PVH CORP COM -201 Sold Out 0
3-D SYS CORP DEL COM NEW 5,178 -182 (3.39) 106,771
PETROQUEST ENERGY INC COM 202 -130 (39.13) 42,000
BIOGEN IDEC INC COM -113 Sold Out 0
CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 95 -109 (53.43) 1,500
DTS INC COM 539 -108 (16.63) 26,955
PALL CORP COM 2,945 -101 (3.31) 40,940

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