CONCEPT CAPITAL MARKETS, LLC Information

1010 FRANKLIN AVENUE, GARDEN CITY, New York, 11530, (800) 281-5984

Report Date: 12/31/2013

Position Statistics

Total Positions 288
New Positions 25
Increased Positions 71
Decreased Positions 97
Positions with Activity 168
Sold Out Positions 17
Total Mkt Value (in $ millions) 260

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.29%
Capital Goods 1.82%
Conglomerates
Consumer Cyclical 0.28%
Consumer/Non-Cyclical 3.56%
Energy 4.67%
Financial 6.14%
Healthcare 9.98%
Services 20.89%
Technology 46.65%
Transportation 0.2%
Utilities 2.12%

288 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
OCCIDENTAL PETE CORP DEL COM 247 New 2,550
ELLINGTON FINANCIAL LLC COM 233 233 New 10,000
TARGA RESOURCES PARTNERS LP COM UNIT 229 New 3,700
MARKET VECTORS ETF TR GOLD MINER ETF 226 165 271.09 9,500
FALCONSTOR SOFTWARE INC COM 224 -46 (16.93) 139,125
DISNEY WALT CO COM DISNEY 223 -4 (1.65) 2,805
CHYRONHEGO CORP COM 222 New 86,239
GILEAD SCIENCES INC COM 219 73 50 3,000
WISCONSIN ENERGY CORP COM 214 New 4,500
PEPSICO INC COM 207 -2 (1.02) 2,433
WALGREEN CO COM 205 -1 (0.26) 3,038
PACWEST BANCORP DEL COM 204 New 5,000
WELLS FARGO & CO NEW COM 200 -2 (0.95) 4,065
EBAY INC COM 199 -1 (0.42) 3,579
ACTAVIS PLC SHS 198 -6,589 (97.08) 964
NORFOLK SOUTHERN CORP COM 194 New 2,000
ADVANTAGE OIL & GAS LTD COM 192 -1 (0.61) 32,700
NEWFIELD EXPL CO COM 191 -629 (76.74) 5,850
MARKEL CORP COM 184 New 300
INTEL CORP COM 180 -1 (0.45) 6,689