CONCEPT CAPITAL MARKETS, LLC Information

1010 FRANKLIN AVENUE, GARDEN CITY, New York, 11530, (800) 281-5984

Report Date: 09/30/2014

Position Statistics

Total Positions 323
New Positions 52
Increased Positions 109
Decreased Positions 85
Positions with Activity 194
Sold Out Positions 12
Total Mkt Value (in $ millions) 241

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.89%
Capital Goods 2.28%
Conglomerates
Consumer Cyclical 1.01%
Consumer/Non-Cyclical 3.53%
Energy 2.84%
Financial 3.62%
Healthcare 14.28%
Services 25.65%
Technology 39.49%
Transportation 0.24%
Utilities 3.97%

323 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DOW CHEM CO COM 455 New 10,000
NEOGEN CORP COM 442 New 9,000
NVE CORP COM NEW 442 34 8.47 6,407
APOLLO GLOBAL MGMT LLC CL A SHS 429 429 New 19,000
ALPHA NATURAL RESOURCES INC COM 427 320 298.57 279,001
SAFEWAY INC COM NEW 419 New 12,000
DEERE & CO COM 397 -19 (4.53) 4,431
METLIFE INC COM 392 54 16 7,250
FORMFACTOR INC COM 365 New 43,622
SIRIUS XM HLDGS INC COM 364 New 105,244
HCP INC COM 359 New 8,000
FAMILY DLR STORES INC COM 358 358 New 4,500
HCA HOLDINGS INC COM 341 -549 (61.67) 4,600
INTERNATIONAL BUSINESS MACHS COM 341 79 30.07 2,163
INGERSOLL-RAND PLC SHS 318 New 5,000
WAL-MART STORES INC COM 318 -5 (1.44) 3,695
GILEAD SCIENCES INC COM 317 New 3,000
MA COM TECHNOLOGY SOLUTIONS COM 316 New 9,918
CHYRONHEGO CORP COM 311 New 111,050
ELLINGTON FINANCIAL LLC COM 303 101 50 15,000