CONCEPT CAPITAL MARKETS, LLC Information

1010 FRANKLIN AVENUE, GARDEN CITY, New York, 11530, (800) 281-5984

Report Date: 09/30/2014

Position Statistics

Total Positions 322
New Positions 51
Increased Positions 108
Decreased Positions 85
Positions with Activity 193
Sold Out Positions 12
Total Mkt Value (in $ millions) 244

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.91%
Capital Goods 2.29%
Conglomerates
Consumer Cyclical 1%
Consumer/Non-Cyclical 3.53%
Energy 2.87%
Financial 3.61%
Healthcare 13.95%
Services 25.7%
Technology 39.65%
Transportation 0.24%
Utilities 4.05%

322 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ROCKWOOD HLDGS INC COM 865 865 New 10,937
BROCADE COMMUNICATIONS SYS INC COM NEW 865 New 72,875
EXAR CORP COM 852 158 22.75 82,355
DIRECTV COM 790 616 355 9,100
AVERY DENNISON CORP COM 772 772 New 14,800
ARES CAP CORP COM 688 -1,662 (70.72) 43,400
DUKE ENERGY CORP NEW COM NEW 671 New 7,898
ACTUATE CORP COM 647 -7 (1.01) 98,000
MICROSOFT CORP COM 625 -6 (0.96) 12,981
TRULIA INC COM 592 592 New 12,986
BERKSHIRE HATHAWAY INC DEL CL B NEW 582 292 100.84 3,838
PROCTER & GAMBLE CO COM 549 -6 (1.12) 5,899
BRISTOL MYERS SQUIBB CO COM 543 .01 9,176
APPLE INC COM 516 229 79.95 4,603
TIME WARNER INC COM NEW 513 513 New 6,000
JPMORGAN CHASE & CO COM 507 .01 8,121
COCA COLA CO COM 479 -3 (0.66) 11,149
COLGATE PALMOLIVE CO COM 467 -6 (1.24) 6,634
DOW CHEM CO COM 460 New 10,000
CELGENE CORP COM 455 -203 (30.83) 4,150


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