CONCEPT CAPITAL MARKETS, LLC Information

1010 FRANKLIN AVENUE, GARDEN CITY, New York, 11530, (800) 281-5984

Report Date: 12/31/2013

Position Statistics

Total Positions 288
New Positions 25
Increased Positions 71
Decreased Positions 97
Positions with Activity 168
Sold Out Positions 17
Total Mkt Value (in $ millions) 254

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.34%
Capital Goods 1.88%
Conglomerates
Consumer Cyclical 0.28%
Consumer/Non-Cyclical 3.67%
Energy 4.77%
Financial 6.17%
Healthcare 10.01%
Services 21.07%
Technology 46.01%
Transportation 0.2%
Utilities 2.16%

288 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
LUMINEX CORP DEL COM 2,932 130 4.65 168,875
3-D SYS CORP DEL COM NEW 2,729 -1,848 (40.38) 56,651
AMERICAN ELEC PWR INC COM 2,470 New 47,750
AON PLC SHS CL A 2,349 230 10.85 28,600
PTC INC COM 2,203 New 62,950
BUNGE LIMITED COM 2,203 465 26.79 27,450
JOHNSON & JOHNSON COM 1,713 -22 (1.25) 17,307
ENTERPRISE PRODS PARTNERS L P COM 1,547 New 21,200
LYONDELLBASELL INDUSTRIES N V SHS - A - 1,446 -1,492 (50.78) 15,700
EXXON MOBIL CORP COM 1,366 -2 (0.12) 13,604
NIC INC COM 1,298 -52 (3.84) 70,100
CHEVRON CORP NEW COM 1,175 New 9,500
ANALOG DEVICES INC COM 1,134 -2 (0.15) 21,457
GT ADVANCED TECHNOLOGIES INC COM 1,048 New 64,800
AVERY DENNISON CORP COM 1,024 -188 (15.48) 20,200
LSI CORPORATION COM 1,015 1,015 4,575,000 91,502
JONES ENERGY INC COM CL A 999 999 New 64,700
CEVA INC COM 915 307 50.53 52,600
KKR FINL HLDGS LLC COM 852 852 New 72,557
SONUS NETWORKS INC COM 837 16 1.91 267,300