CONCEPT CAPITAL MARKETS, LLC Information

1010 FRANKLIN AVENUE, GARDEN CITY, New York, 11530, (800) 281-5984

Report Date: 12/31/2014

Position Statistics

Total Positions 334
New Positions 30
Increased Positions 124
Decreased Positions 59
Positions with Activity 183
Sold Out Positions 13
Total Mkt Value (in $ millions) 241

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.95%
Capital Goods 2.21%
Conglomerates
Consumer Cyclical 1.1%
Consumer/Non-Cyclical 3.85%
Energy 2.8%
Financial 3.94%
Healthcare 14.18%
Services 24.67%
Technology 39.15%
Transportation 0.22%
Utilities 4.67%

334 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
OASIS PETE INC NEW COM 22 22 New 1,600
HUNTINGTON BANCSHARES INC COM 22 New 2,020
ISHARES TR CHINA ETF 21 -3 (10.93) 391
ALPS ETF TR ALERIAN MLP 20 1.06 1,243
HSBC HLDGS PLC ADR A 1/40PF A 20 New 775
AMERICA MOVIL SAB DE CV SPON ADR A SHS 20 .63 964
REPUBLIC SVCS INC COM 20 .62 489
TARGA RES CORP COM 19 19 New 200
EATON VANCE TX MGD DIV EQ INCM COM 19 9 100 1,638
SPDR GOLD TRUST GOLD SHS 18 New 160
AMERICAN EXPRESS CO COM 18 New 230
ALIBABA GROUP HLDG LTD SPONSORED ADS 17 17 New 200
ORACLE CORP COM 17 New 394
22ND CENTY GROUP INC COM 17 New 18,746
ISHARES MRG RL ES CP ETF 17 1.72 1,416
NIKE INC CL B 16 New 165
ARIAD PHARMACEUTICALS INC COM 16 New 1,853
L-3 COMMUNICATIONS HLDGS INC COM 15 New 118
ENCANA CORP COM 14 (1.34) 1,322
CABOT OIL & GAS CORP COM 14 New 500