CONCEPT CAPITAL MARKETS, LLC Information

1010 FRANKLIN AVENUE, GARDEN CITY, New York, 11530, (800) 281-5984

Report Date: 03/31/2015

Position Statistics

Total Positions 341
New Positions 25
Increased Positions 91
Decreased Positions 99
Positions with Activity 190
Sold Out Positions 29
Total Mkt Value (in $ millions) 244

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.7%
Capital Goods 2.88%
Conglomerates
Consumer Cyclical 0.59%
Consumer/Non-Cyclical 4.37%
Energy 2.95%
Financial 3.96%
Healthcare 16.59%
Services 20.26%
Technology 39.57%
Transportation 1.15%
Utilities 3.68%

341 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NATIONAL RETAIL PPTYS INC COM 19 -19 (50) 500
AMERICAN EXPRESS CO COM 19 New 230
ALIBABA GROUP HLDG LTD SPONSORED ADS 19 New 200
SPDR GOLD TRUST GOLD SHS 18 New 160
FLEX PHARMA INC COM 18 18 New 1,000
ORACLE CORP COM 17 New 394
NIKE INC CL B 17 New 165
ISHARES MRG RL ES CP ETF 17 1 3.53 1,466
DARDEN RESTAURANTS INC COM 16 -16 (50) 250
POWERSHS DB US DOLLAR INDEX TR DOLL INDX BULL 16 -25 (61.49) 615
PIMCO INCOME STRATEGY FUND COM 15 -15 (49.98) 1,313
BLACKROCK CAPITAL INVESTMENT C COM 15 New 1,547
L-3 COMMUNICATIONS HLDGS INC COM 14 .85 119
NOBLE CORP PLC SHS USD 14 New 800
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR 14 -5 (25.94) 1,536
ENCANA CORP COM 13 -4 (23.53) 1,011
KITE PHARMA INC COM 13 13 New 250
BANK AMER CORP COM 13 New 761
TESLA MTRS INC COM 12 New 50
AEGON N V NY REGISTRY SH 12 New 1,465