CONCEPT CAPITAL MARKETS, LLC Information

1010 FRANKLIN AVENUE, GARDEN CITY, New York, 11530, (800) 281-5984

Report Date: 09/30/2014

Position Statistics

Total Positions 326
New Positions 56
Increased Positions 112
Decreased Positions 86
Positions with Activity 198
Sold Out Positions 11
Total Mkt Value (in $ millions) 234

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3%
Capital Goods 2.36%
Conglomerates
Consumer Cyclical 1.06%
Consumer/Non-Cyclical 3.48%
Energy 3.6%
Financial 3.81%
Healthcare 14.01%
Services 24.99%
Technology 39.16%
Transportation 0.26%
Utilities 4.08%

326 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SANOFI SPONSORED ADR 48 New 1,000
OCCIDENTAL PETE CORP DEL COM 47 New 550
ISHARES TR MSCI UTD KNGDM 47 1 2.70 2,437
RACKSPACE HOSTING INC COM 46 -46 (50) 1,000
ADVANTAGE OIL & GAS LTD COM 46 New 9,200
INTERMOLECULAR INC COM 44 44 New 20,000
REX ENERGY CORPORATION COM 44 44 New 5,000
BANK AMER CORP 7.25%CNV PFD L 41 41 New 35
WILLIS GROUP HOLDINGS PUBLIC L SHS 40 -10 (19.85) 945
GAP INC DEL COM 40 New 1,022
PARKERVISION INC COM 40 New 38,500
ISHARES TR CHINA LG-CAP ETF 39 -1 (2.11) 975
WEYERHAEUSER CO COM 38 -3 (6.69) 1,088
POWERSHS DB US DOLLAR INDEX TR DOLL INDX BULL 37 -5 (12.11) 1,597
INVENSENSE INC COM 37 New 2,500
TICC CAPITAL CORP COM 37 New 4,200
TRIANGLE PETE CORP COM NEW 36 New 5,200
22ND CENTY GROUP INC COM 36 -14 (28.57) 18,746
CELATOR PHARMACEUTICALS INC COM 36 13 60.42 19,250
HANESBRANDS INC COM 35 35 New 313