CONCEPT CAPITAL MARKETS, LLC Information

1010 FRANKLIN AVENUE, GARDEN CITY, New York, 11530, (800) 281-5984

Report Date: 03/31/2014

Position Statistics

Total Positions 307
New Positions 37
Increased Positions 111
Decreased Positions 81
Positions with Activity 192
Sold Out Positions 26
Total Mkt Value (in $ millions) 242

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.49%
Capital Goods 1.85%
Conglomerates
Consumer Cyclical 0.33%
Consumer/Non-Cyclical 2.97%
Energy 4.25%
Financial 6.61%
Healthcare 12%
Services 23.97%
Technology 41.73%
Transportation 0.23%
Utilities 3.41%

307 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SYNGENTA AG SPONSORED ADR 35 New 500
CELATOR PHARMACEUTICALS INC COM 34 34 New 12,750
EOG RES INC COM 34 New 300
QUALCOMM INC COM 33 16 95.05 433
ISHARES MSCI JAPAN ETF 30 30 New 2,450
US BANCORP DEL COM NEW 29 -1 (4.65) 676
ISHARES MRG RL ES CP ETF 27 27 New 2,127
NOBLE CORP PLC SHS USD 26 New 800
WISDOMTREE TR EMERG MKTS ETF 25 25 New 475
ALPS ETF TR ALERIAN MLP 25 25 New 1,324
VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 24 24 New 410
AMERICA MOVIL SAB DE CV SPON ADR A SHS 23 -16 (41.54) 950
AMERICAN EXPRESS CO COM 21 New 230
ISHARES TR CHINA ETF 21 21 New 415
SPDR GOLD TRUST GOLD SHS 20 New 160
HUNTINGTON BANCSHARES INC COM 20 -2 (7.45) 2,014
XINYUAN REAL ESTATE CO LTD SPONS ADR 20 New 5,000
CORNING INC COM 20 New 1,000
HSBC HLDGS PLC ADR A 1/40PF A 20 New 775
WISDOMTREE TR JAPN HEDGE EQT 19 19 New 375