CONCEPT CAPITAL MARKETS, LLC Information

1010 FRANKLIN AVENUE, GARDEN CITY, New York, 11530, (800) 281-5984

Report Date: 12/31/2014

Position Statistics

Total Positions 338
New Positions 32
Increased Positions 126
Decreased Positions 61
Positions with Activity 187
Sold Out Positions 14
Total Mkt Value (in $ millions) 240

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.1%
Capital Goods 2.25%
Conglomerates
Consumer Cyclical 1.09%
Consumer/Non-Cyclical 3.06%
Energy 2.89%
Financial 3.95%
Healthcare 14.3%
Services 25.31%
Technology 38.84%
Transportation 0.24%
Utilities 4.71%

338 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BARRETT BILL CORP COM 57 -16 (21.43) 5,500
FACEBOOK INC CL A 56 New 690
BLACKHAWK NETWORK HLDGS INC CL A 53 53 New 1,500
HELMERICH & PAYNE INC COM 53 New 800
CONSOLIDATED EDISON INC COM 52 .84 837
CELATOR PHARMACEUTICALS INC COM 51 New 19,250
POTASH CORP SASK INC COM 51 -7 (12.36) 1,440
ADVANTAGE OIL & GAS LTD COM 50 New 9,200
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 50 25 100 2,000
TRIANGLE PETE CORP COM NEW 49 21 76.92 9,200
PROSHARES TR ALTRNTV SOLUTN 49 49 New 1,200
MARKET VECTORS ETF TR GOLD MINER ETF 49 -177 (78.44) 2,428
SANOFI SPONSORED ADR 48 New 1,000
EMULEX CORP COM NEW 47 New 5,857
ISHARES TR MSCI UTD KNGDM 47 1 1.68 2,478
TICC CAPITAL CORP COM 46 15 47.62 6,200
BANK MONTREAL QUE COM 46 New 753
WILLIS GROUP HOLDINGS PUBLIC L SHS 45 .74 952
CONOCOPHILLIPS COM 45 New 700
OCCIDENTAL PETE CORP DEL COM 43 New 550