CONCEPT CAPITAL MARKETS, LLC Information

1010 FRANKLIN AVENUE, GARDEN CITY, New York, 11530, (800) 281-5984

Report Date: 12/31/2014

Position Statistics

Total Positions 333
New Positions 29
Increased Positions 123
Decreased Positions 59
Positions with Activity 182
Sold Out Positions 13
Total Mkt Value (in $ millions) 248

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.88%
Capital Goods 2.12%
Conglomerates
Consumer Cyclical 1.11%
Consumer/Non-Cyclical 3.65%
Energy 2.89%
Financial 4.12%
Healthcare 14.49%
Services 23.78%
Technology 39.69%
Transportation 0.22%
Utilities 4.79%

333 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SANOFI SPONSORED ADR 52 New 1,000
ISHARES TR CHINA LG-CAP ETF 52 .92 984
CONSOLIDATED EDISON INC COM 52 .84 837
EPIZYME INC COM 51 5 10.42 2,650
BANK MONTREAL QUE COM 50 New 753
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 49 25 100 2,000
TRIANGLE PETE CORP COM NEW 49 21 76.92 9,200
PROSHARES TR ALTRNTV SOLUTN 49 49 New 1,200
ISHARES TR MSCI UTD KNGDM 48 1 1.68 2,478
MARKET VECTORS ETF TR GOLD MINER ETF 48 -175 (78.44) 2,428
POTASH CORP SASK INC COM 48 -7 (12.36) 1,440
CONOCOPHILLIPS COM 47 New 700
EMULEX CORP COM NEW 47 New 5,857
WILLIS GROUP HOLDINGS PUBLIC L SHS 47 .74 952
OCCIDENTAL PETE CORP DEL COM 44 New 550
TICC CAPITAL CORP COM 42 14 47.62 6,200
GAP INC DEL COM 41 New 1,022
NATIONAL RETAIL PPTYS INC COM 41 20 100 1,000
BANK AMER CORP 7.25%CNV PFD L 41 New 35
POWERSHS DB US DOLLAR INDEX TR DOLL INDX BULL 41 New 1,597