CONCEPT CAPITAL MARKETS, LLC Information

1010 FRANKLIN AVENUE, GARDEN CITY, New York, 11530, (800) 281-5984

Report Date: 06/30/2015

Position Statistics

Total Positions 332
New Positions 24
Increased Positions 47
Decreased Positions 162
Positions with Activity 209
Sold Out Positions 67
Total Mkt Value (in $ millions) 223

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 4.23%
Capital Goods 0.41%
Conglomerates
Consumer Cyclical 0.51%
Consumer/Non-Cyclical 1.66%
Energy 2.81%
Financial 3.85%
Healthcare 18.72%
Services 18.61%
Technology 40.44%
Transportation 1.2%
Utilities 3.53%

67 Sold Out Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
22ND CENTY GROUP INC COM -17 Sold Out 0
ADOBE SYS INC COM -9 Sold Out 0
ADVAXIS INC COM NEW -34 Sold Out 0
AIRCASTLE LTD COM -54 Sold Out 0
AMARIN CORP PLC SPONS ADR NEW -39 Sold Out 0
AMAZON COM INC COM -7 Sold Out 0
AMERICA MOVIL SAB DE CV SPON ADR A SHS -9 Sold Out 0
AMERICAN INTL GROUP INC COM NEW -8 Sold Out 0
ANNALY CAP MGMT INC COM -6 Sold Out 0
ARIAD PHARMACEUTICALS INC COM -7 Sold Out 0
AUTOMATIC DATA PROCESSING INC COM -8 Sold Out 0
BAKER HUGHES INC COM -27 Sold Out 0
BAXALTA INC COM -4 Sold Out 0
BAXTER INTL INC COM -4 Sold Out 0
BED BATH & BEYOND INC COM -1 Sold Out 0
BLACKHAWK NETWORK HLDGS INC COM -138 Sold Out 0
BP PLC SPONSORED ADR -3 Sold Out 0
CELGENE CORP COM -671 Sold Out 0
CENTURYLINK INC COM -1 Sold Out 0
CHEVRON CORP NEW COM -16 Sold Out 0