CONCEPT CAPITAL MARKETS, LLC Information

1010 FRANKLIN AVENUE, GARDEN CITY, New York, 11530, (800) 281-5984

Report Date: 03/31/2015

Position Statistics

Total Positions 339
New Positions 23
Increased Positions 89
Decreased Positions 99
Positions with Activity 188
Sold Out Positions 29
Total Mkt Value (in $ millions) 252

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.41%
Capital Goods 2.46%
Conglomerates
Consumer Cyclical 0.55%
Consumer/Non-Cyclical 4.18%
Energy 2.93%
Financial 3.75%
Healthcare 15.96%
Services 19.03%
Technology 43.13%
Transportation 1.06%
Utilities 3.16%

29 Sold Out Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALBEMARLE CORP COM -290 Sold Out 0
ALLIANCE NEW YORK MUN INC FD COM -10 Sold Out 0
ALLIANCEBERNSTEIN INCOME FUND COM -5 Sold Out 0
ALPS ETF TR ALERIAN MLP -19 Sold Out 0
BAIDU INC SPON ADR REP A -10 Sold Out 0
BECTON DICKINSON & CO COM -121 Sold Out 0
CABOT OIL & GAS CORP COM -16 Sold Out 0
CDK GLOBAL INC COM -2 Sold Out 0
DEUTSCHE BK AG LONDON BRH IDX EXCH NT30 -131 Sold Out 0
DUFF & PHELPS UTIL CORP BD TR COM -9 Sold Out 0
ENDO INTL PLC SHS -588 Sold Out 0
EXPRESS INC COM -326 Sold Out 0
FAMILY DLR STORES INC COM -355 Sold Out 0
HYDROGENICS CORP NEW COM NEW -4 Sold Out 0
INTERNATIONAL GAME TECHNOLOGY SHS USD -55 Sold Out 0
ISHARES MBS ETF Sold Out 0
ISHARES U.S. PFD STK ETF -12 Sold Out 0
KAMADA LTD SHS -2 Sold Out 0
MEDIA GEN INC NEW COM -163 Sold Out 0
NRG ENERGY INC COM NEW -1,885 Sold Out 0