CONCEPT CAPITAL MARKETS, LLC Information

1010 FRANKLIN AVENUE, GARDEN CITY, New York, 11530, (800) 281-5984

Report Date: 03/31/2013

Position Statistics:

Total Positions 241
New Positions 21
Increased Positions 53
Decreased Positions 52
Positions with Activity 105
Sold Out Positions 15
Total Mkt Value
(in $ millions)
224

Sector Weighting

Basic Materials 4.7%
Capital Goods 2.25%
Conglomerates
Consumer Cyclical 0.23%
Consumer/Non-Cyclical 3.57%
Energy 3.48%
Financial 3.23%
Healthcare 7.24%
Services 18.34%
Technology 53.21%
Transportation 0.13%
Utilities 3.57%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

21 New Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACTUATE CORP COM 796 796 New 118,600
PENN VA CORP COM 682 682 New 143,000
VIRGIN MEDIA INC COM 678 678 New 13,561
LIFE TECHNOLOGIES CORP COM 665 665 New 9,000
WMS INDS INC COM 597 597 New 23,500
ASSISTED LIVING CONCPT NEV NEW CL A NEW 590 590 New 49,500
AMERISTAR CASINOS INC COM 571 571 New 21,623
CEVA INC COM 393 393 New 23,997
HOT TOPIC INC COM 387 387 New 27,700
VIRGINIA COMM BANCORP INC COM 352 352 New 26,000
NEWFIELD EXPL CO COM 310 310 New 12,500
GOLDMAN SACHS GROUP INC COM 157 157 New 1,000
MINDSPEED TECHNOLOGIES, INC. COM NEW 106 106 New 34,900
OPKO HEALTH INC COM 105 105 New 15,000
ZHONGPIN INC COM 65 65 New 5,000
BANK MONTREAL QUE COM 46 46 New 753
BANK OF AMERICA CORPORATION 7.25%CNV PFD L 44 44 New 35
SUPERVALU INC COM 32 32 New 5,000
BLACKROCK KELSO CAPITAL CORP COM 21 21 New 2,068
ANNALY CAP MGMT INC COM 16 16 New 1,136

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