CONCEPT CAPITAL MARKETS, LLC Information

1010 FRANKLIN AVENUE, GARDEN CITY, New York, 11530, (800) 281-5984

Report Date: 09/30/2014

Position Statistics

Total Positions 323
New Positions 52
Increased Positions 109
Decreased Positions 85
Positions with Activity 194
Sold Out Positions 12
Total Mkt Value (in $ millions) 240

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.92%
Capital Goods 2.33%
Conglomerates
Consumer Cyclical 1.01%
Consumer/Non-Cyclical 3.56%
Energy 2.96%
Financial 3.66%
Healthcare 14.55%
Services 25.94%
Technology 38.56%
Transportation 0.24%
Utilities 4.06%

85 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PDF SOLUTIONS INC COM 20,190 -1,328 (6.17) 1,447,340
LIONBRIDGE TECHNOLOGIES INC COM 17,493 -1,821 (9.43) 3,010,835
REIS INC COM 15,674 -1,426 (8.34) 642,100
PRGX GLOBAL INC COM NEW 10,369 -1,655 (13.77) 1,854,850
PFIZER INC COM 7,130 -82 (1.14) 223,244
KRAFT FOODS GROUP INC COM 4,946 -159 (3.11) 77,885
WILLIAMS COS INC DEL COM 3,758 -55 (1.45) 81,700
PLUM CREEK TIMBER CO INC COM 3,203 -250 (7.25) 75,836
JOHNSON & JOHNSON COM 1,818 -8 (0.42) 17,222
GENERAL ELECTRIC CO COM 1,655 -40 (2.38) 64,600
EXXON MOBIL CORP COM 1,193 -3 (0.26) 12,742
ARES CAP CORP COM 690 -1,667 (70.72) 43,400
ACTUATE CORP COM 642 -7 (1.01) 98,000
MICROSOFT CORP COM 619 -6 (0.96) 12,981
PROCTER & GAMBLE CO COM 543 -6 (1.12) 5,899
CELGENE CORP COM 486 -217 (30.83) 4,150
COCA COLA CO COM 468 -3 (0.66) 11,149
COLGATE PALMOLIVE CO COM 464 -6 (1.24) 6,634
DEERE & CO COM 399 -19 (4.53) 4,431
HCA HOLDINGS INC COM 343 -551 (61.67) 4,600