COLUMBIA PACIFIC ADVISORS, LLC Information

1910 FAIRVIEW AVE E, SEATTLE, Washington, 98102, (206) 728-9063

Report Date: 09/30/2013

Position Statistics

Total Positions 34
New Positions 11
Increased Positions 19
Decreased Positions 14
Positions with Activity 33
Sold Out Positions 12
Total Mkt Value (in $ millions) 93

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.46%
Capital Goods
Conglomerates
Consumer Cyclical 2.7%
Consumer/Non-Cyclical
Energy 3.25%
Financial 20.8%
Healthcare
Services 37.71%
Technology 30.33%
Transportation 1.88%
Utilities

34 Positions as of 09/30/2013

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ADVANCED MICRO DEVICES INC COM -984 Sold Out 0
AMAZON COM INC COM 1,202 85 7.59 3,700
ARES CAP CORP COM 1,034 1,034 New 60,000
BLUEPHOENIX SOLUTIONS LTD SHS NEW 18,427 382 2.12 4,397,747
BRIGHTCOVE INC COM 1,538 24 1.61 180,883
CHINAEDU CORP SPONS ADR -3,587 Sold Out 0
CYAN INC COM 811 811 New 192,752
EASTMAN CHEM CO COM -815 Sold Out 0
EXPRESS SCRIPTS HLDG CO COM -940 Sold Out 0
FLOTEK INDS INC DEL COM 3,012 663 28.24 102,870
GOOGLE INC CL C 697 322 85.71 1,300
GOOGLE INC CL A 706 326 85.71 1,300
HILLTOP HOLDINGS INC COM -821 Sold Out 0
HOME INNS & HOTELS MGMT INC SPON ADR 2,017 2,017 New 61,157
IMPERVA INC COM -673 Sold Out 0
ISHARES RUSSELL 2000 ETF 11,181 7,045 170.38 99,014
LINCOLN NATL CORP IND COM -1,178 Sold Out 0
NOKIA CORP SPONSORED ADR -1,541 Sold Out 0
NORDIC AMERICAN TANKERS LIMITE COM 1,188 1,188 New 137,000
PROSHARES TR PSHS ULTSH 20YRS -593 Sold Out 0