COHEN KLINGENSTEIN, LLC Information

355 WEST 52ND STREET, NEW YORK, New York, 10019, (212) 757-0235

Report Date: 09/30/2014

Position Statistics

Total Positions 164
New Positions 1
Increased Positions 2
Decreased Positions 8
Positions with Activity 10
Sold Out Positions 4
Total Mkt Value (in $ millions) 521

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.58%
Capital Goods 1.77%
Conglomerates
Consumer Cyclical 0.33%
Consumer/Non-Cyclical 5.98%
Energy 3.81%
Financial 45.72%
Healthcare 8.8%
Services 16.89%
Technology 10.65%
Transportation 1.88%
Utilities 0.56%

164 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
POWERSHARES QQQ TRUST UNIT SER 1 41,512 -478 (1.14) 414,374
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP -204 Sold Out 0
SPDR S&P 500 ETF TR TR UNIT 33,352 -191 (0.57) 168,098
APOLLO ED GROUP INC CL A -185 Sold Out 0
DISCOVERY COMMUNICATNS NEW COM SER A -119 Sold Out 0
DISCOVERY COMMUNICATNS NEW COM SER C 356 -119 (25) 9,615
GILEAD SCIENCES INC COM 2,476 -11 (0.46) 21,824
VERITIV CORP COM -9 Sold Out 0
3M CO COM 2,311 New 15,300
ABB LTD SPONSORED ADR 718 New 33,000
ADOBE SYS INC COM 2,320 New 33,937
AKAMAI TECHNOLOGIES INC COM 752 New 13,160
ALLSTATE CORP COM 2,084 New 32,960
ALTRIA GROUP INC COM 1,265 New 26,605
AMAZON COM INC COM 12,100 New 40,935
AMDOCS LTD SHS 305 New 6,501
AMERICAN ELEC PWR INC COM 311 New 5,500
AMERICAN EXPRESS CO COM 9,304 New 105,710
AMERICAN INTL GROUP INC COM NEW 1,151 New 21,788
AMERICAN TOWER CORP NEW COM 2,104 New 21,830