COHEN KLINGENSTEIN, LLC Information

355 WEST 52ND STREET, NEW YORK, New York, 10019, (212) 757-0235

Report Date: 09/30/2014

Position Statistics

Total Positions 166
New Positions 1
Increased Positions 2
Decreased Positions 8
Positions with Activity 10
Sold Out Positions 4
Total Mkt Value (in $ millions) 539

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.35%
Capital Goods 1.75%
Conglomerates
Consumer Cyclical 0.35%
Consumer/Non-Cyclical 5.91%
Energy 3.46%
Financial 45.99%
Healthcare 8.95%
Services 17.1%
Technology 10.63%
Transportation 1.87%
Utilities 0.57%

2 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
APPLE INC COM 8,776 5 .06 78,515
ROYAL CARIBBEAN CRUISES LTD COM 242 242 New 3,000