COHEN KLINGENSTEIN, LLC Information

355 WEST 52ND STREET, NEW YORK, New York, 10019, (212) 757-0235

Report Date: 03/31/2014

Position Statistics

Total Positions 162
New Positions 3
Increased Positions 12
Decreased Positions 22
Positions with Activity 34
Sold Out Positions 2
Total Mkt Value (in $ millions) 497

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.96%
Capital Goods 1.94%
Conglomerates
Consumer Cyclical 0.33%
Consumer/Non-Cyclical 5.82%
Energy 4.23%
Financial 45.25%
Healthcare 8.52%
Services 16.93%
Technology 10.8%
Transportation 1.64%
Utilities 0.55%

12 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
POWERSHARES QQQ TRUST UNIT SER 1 36,752 1,179 3.32 426,359
SPDR S&P 500 ETF TR TR UNIT 30,895 2,921 10.44 165,753
VERIZON COMMUNICATIONS INC COM 1,089 97 9.75 22,871
COACH INC COM 900 21 2.42 18,185
GOLDMAN SACHS GROUP INC COM 875 19 2.21 5,555
JANUS CAP GROUP INC COM 631 10 1.68 54,360
BROADCOM CORP CL A 586 20 3.45 19,480
LIBERTY GLOBAL PLC SHS CL C 417 417 New 10,827
WESTERN UN CO COM 350 9 2.64 22,964
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 197 197 New 800
MONSTER WORLDWIDE INC COM 196 9 4.59 28,230
APOLLO ED GROUP INC CL A 191 191 New 6,855