COE CAPITAL MANAGEMENT, LLC Information

9 PARKWAY NORTH, DEERFIELD, Illinois, 60015, (847) 597-1700

Report Date: 09/30/2014

Position Statistics

Total Positions 265
New Positions 64
Increased Positions 114
Decreased Positions 120
Positions with Activity 234
Sold Out Positions 63
Total Mkt Value (in $ millions) 269

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.09%
Capital Goods 9.89%
Conglomerates 0.87%
Consumer Cyclical 2.46%
Consumer/Non-Cyclical 2.34%
Energy 3.76%
Financial 11.75%
Healthcare 7.64%
Services 24.18%
Technology 25.78%
Transportation 5.33%
Utilities 1.44%

265 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CIENA CORP COM NEW 382 -2,426 (86.39) 19,685
ISHARES TR RUSSELL 2000 ETF 370 -38 (9.28) 3,130
FUSION TELECOMM INTL INC COM NEW 369 369 New 102,689
SUMMER INFANT INC COM 359 -132 (26.83) 113,153
DIGITAL TURBINE INC COM NEW 358 -663 (64.93) 109,821
AXCELIS TECHNOLOGIES INC COM 356 356 New 141,200
LIQTECH INTL INC COM 356 57 18.93 404,218
UNIVERSAL STAINLESS & ALLOY COM 347 347 New 15,214
NUVEEN CR STRATEGIES INCM FD COM SHS 326 New 37,250
INPHI CORP COM 314 314 New 15,600
SPDR S&P 500 ETF TR TR UNIT 305 -10 (3.21) 1,510
VANGUARD INDEX FDS LARGE CAP ETF 297 -12 (3.9) 3,203
CARDICA INC COM 294 294 New 490,792
ELLSWORTH GROWTH & INCOME FD L COM 291 New 34,013
DLH HLDGS CORP COM 276 -7 (2.46) 130,875
AMGEN INC COM 267 New 1,705
GLORI ENERGY INC COM 263 263 New 83,315
SCHWAB CHARLES CORP NEW COM 263 New 10,000
AEMETIS INC COM NEW 254 254 New 66,726
NUVEEN CA DIVIDEND ADV MUN FD COM 254 New 16,210