COE CAPITAL MANAGEMENT, LLC Information

9 PARKWAY NORTH, DEERFIELD, Illinois, 60015, (847) 597-1700

Report Date: 09/30/2014

Position Statistics

Total Positions 266
New Positions 64
Increased Positions 114
Decreased Positions 121
Positions with Activity 235
Sold Out Positions 64
Total Mkt Value (in $ millions) 274

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.1%
Capital Goods 11.05%
Conglomerates 0.81%
Consumer Cyclical 2.49%
Consumer/Non-Cyclical 2.31%
Energy 5.2%
Financial 11.93%
Healthcare 7.24%
Services 23.35%
Technology 23.91%
Transportation 5.62%
Utilities 1.48%

266 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VANGUARD INDEX FDS VALUE ETF 397 New 4,680
AEMETIS INC COM NEW 390 390 New 66,726
ISHARES TR RUSSELL 2000 ETF 370 -38 (9.28) 3,130
GLORI ENERGY INC COM 362 362 New 83,315
FUSION TELECOMM INTL INC COM NEW 346 346 New 102,689
NEONODE INC COM NEW 346 346 New 151,022
MANDALAY DIGITAL GROUP INC COM NEW 340 -630 (64.93) 109,821
DLH HLDGS CORP COM 338 -9 (2.46) 130,875
CIENA CORP COM NEW 330 -2,093 (86.39) 19,685
SANCHEZ ENERGY CORP COM 329 New 19,820
NUVEEN CR STRATEGIES INCM FD COM SHS 328 New 37,250
SPDR S&P 500 ETF TR TR UNIT 313 -10 (3.21) 1,510
SUMMER INFANT INC COM 312 -115 (26.83) 113,153
AXCELIS TECHNOLOGIES INC COM 306 306 New 141,200
EMERALD OIL INC COM NEW 305 -229 (42.82) 114,368
VANGUARD INDEX FDS LARGE CAP ETF 305 -12 (3.9) 3,203
CARDICA INC COM 304 304 New 490,792
NCR CORP NEW COM 300 300 New 10,000
ELLSWORTH FUND LTD COM 293 New 34,013
WEIGHT WATCHERS INTL INC NEW COM 287 287 New 10,000