COE CAPITAL MANAGEMENT, LLC Information

9 PARKWAY NORTH, DEERFIELD, Illinois, 60015, (847) 597-1700

Report Date: 12/31/2014

Position Statistics

Total Positions 311
New Positions 110
Increased Positions 170
Decreased Positions 124
Positions with Activity 294
Sold Out Positions 66
Total Mkt Value (in $ millions) 330

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.36%
Capital Goods 6.61%
Conglomerates 0.45%
Consumer Cyclical 2.11%
Consumer/Non-Cyclical 1.43%
Energy 6.03%
Financial 12.55%
Healthcare 6.04%
Services 25.17%
Technology 23.77%
Transportation 6.74%
Utilities 0.63%

311 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AVID TECHNOLOGY INC COM 322 322 New 20,000
TRIMAS CORP COM NEW 317 317 New 10,000
ELLSWORTH GROWTH & INCOME FD L COM 310 New 34,013
AMGEN INC COM 309 32 11.73 1,905
SCHWAB CHARLES CORP NEW COM 301 New 10,000
VANGUARD INDEX FDS LARGE CAP ETF 296 -15 (4.71) 3,052
EATON VANCE FLTING RATE INC TR COM 295 295 New 20,000
NEOGENOMICS INC COM NEW 294 -539 (64.66) 63,849
RAND LOGISTICS INC COM 290 -529 (64.63) 86,176
BLACKROCK LTD DURATION INC TR COM SHS 284 284 New 17,476
APPLE INC COM 283 283 New 2,135
E TRADE FINANCIAL CORP COM NEW 278 New 10,000
MARKET VECTORS ETF TR MKT VECTR WIDE 277 277 New 8,780
EMERALD OIL INC COM NEW 270 201 293.47 450,000
CELADON GROUP INC COM 263 263 New 10,000
DLH HLDGS CORP COM 262 (0.08) 130,775
QAD INC CL A 261 261 New 10,371
NUVEEN CA DIVIDEND ADV MUN FD COM 251 New 16,210
ROADRUNNER TRNSN SVCS HLDG INC COM 249 -253 (50.5) 10,000
INVESCO DYNAMIC CR OPP FD COM 242 242 New 20,000