COE CAPITAL MANAGEMENT, LLC Information

9 PARKWAY NORTH, DEERFIELD, Illinois, 60015, (847) 597-1700

Report Date: 06/30/2014

Position Statistics

Total Positions 291
New Positions 60
Increased Positions 97
Decreased Positions 170
Positions with Activity 267
Sold Out Positions 89
Total Mkt Value (in $ millions) 253

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.96%
Capital Goods 11.68%
Conglomerates 0.98%
Consumer Cyclical 4.39%
Consumer/Non-Cyclical 1.74%
Energy 3.9%
Financial 12.65%
Healthcare 5.96%
Services 17.18%
Technology 22.42%
Transportation 12.99%
Utilities 1.9%

291 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES CALI AMT-FRE ETF 234 New 1,980
TIBCO SOFTWARE INC COM 232 232 New 10,000
NBT BANCORP INC COM 225 New 9,565
CUI GLOBAL INC COM NEW 223 223 New 34,000
NUVEEN AMT-FREE MUN INCOME FD COM 210 210 New 15,301
S&W SEED CO COM 209 -266 (56.05) 69,373
SILVER WHEATON CORP COM 208 -492 (70.29) 10,400
FX ENERGY INC COM 207 207 New 70,575
E TRADE FINANCIAL CORP COM NEW 204 -1,735 (89.46) 10,000
FUEL TECH INC COM 200 200 New 47,100
ESSEX RENT CORP COM 192 -31 (13.95) 137,499
GENERAL PHYSICS CORP COM 185 185 New 40,021
NANOSPHERE INC COM 180 180 New 244,800
THESTREET INC COM 175 141 411.26 79,757
TOWNEBANK PORTSMOUTH VA COM 155 New 10,743
PEDEVCO CORP COM NEW 125 -214 (63.09) 122,599
PRIMO WTR CORP COM 106 106 New 27,800
ION GEOPHYSICAL CORP COM 103 103 New 36,747
SEQUANS COMMUNICATIONS S A SPONSORED ADS 102 102 New 61,686
TORCHLIGHT ENERGY RES INC COM 93 -63 (40.59) 40,110