COBIZ INVESTMENT MANAGEMENT, LLC Information

1099 18TH STREET, DENVER, Colorado, 80202, (303) 298-1858

Report Date: 09/30/2014

Position Statistics

Total Positions 129
New Positions 4
Increased Positions 29
Decreased Positions 82
Positions with Activity 111
Sold Out Positions 2
Total Mkt Value (in $ millions) 450

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.09%
Capital Goods 2.58%
Conglomerates 0%
Consumer Cyclical 5.31%
Consumer/Non-Cyclical 6.18%
Energy 6.38%
Financial 41.38%
Healthcare 7.13%
Services 7.97%
Technology 12.5%
Transportation 5.29%
Utilities 0.06%

129 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ALLEGHANY CORP DEL COM -233 Sold Out 0
CATERPILLAR INC DEL COM -212 Sold Out 0
CERES INC COM 3 New 10,666
HARVEST NATURAL RESOURCES INC COM 37 New 14,290
APACHE CORP COM 170 7 4.44 2,355
MERCK & CO INC NEW COM 218 3 1.62 3,650
WISDOMTREE TR MDCP EARN FUND 233 233 New 2,505
GENERAL DYNAMICS CORP COM 256 256 New 1,774
INDEXIQ ETF TR IQ GLB RES ETF 271 -163 (37.52) 9,442
WISDOMTREE TR SMLCAP EARN FD 280 280 New 3,416
KEURIG GREEN MTN INC COM 284 New 2,000
XCEL ENERGY INC COM 287 287 New 8,561
BP PLC SPONSORED ADR 299 -7 (2.43) 7,180
BOEING CO COM 302 New 2,239
PPG INDS INC COM 304 New 1,400
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 322 -63 (16.44) 7,499
SOUTHWEST AIRLS CO COM 323 24 8.02 8,220
WISDOMTREE TR EMG MKTS SMCAP 324 -58 (15.26) 7,091
PFIZER INC COM 336 -1 (0.28) 10,798
SPDR S&P 500 ETF TR TR UNIT 358 New 1,723