COBIZ INVESTMENT MANAGEMENT, LLC Information

1099 18TH STREET, DENVER, Colorado, 80202, (303) 298-1858

Report Date: 09/30/2014

Position Statistics

Total Positions 129
New Positions 4
Increased Positions 29
Decreased Positions 82
Positions with Activity 111
Sold Out Positions 2
Total Mkt Value (in $ millions) 451

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.12%
Capital Goods 2.48%
Conglomerates 0%
Consumer Cyclical 5.46%
Consumer/Non-Cyclical 6.24%
Energy 5.93%
Financial 41.46%
Healthcare 7.01%
Services 8.13%
Technology 12.86%
Transportation 5.23%
Utilities 0.07%

129 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ALLEGHANY CORP DEL COM -237 Sold Out 0
CATERPILLAR INC DEL COM -188 Sold Out 0
CERES INC COM 3 New 10,666
HARVEST NATURAL RESOURCES INC COM 27 New 14,290
APACHE CORP COM 151 6 4.44 2,355
MERCK & CO INC NEW COM 211 3 1.62 3,650
WISDOMTREE TR MDCP EARN FUND 234 234 New 2,505
GENERAL DYNAMICS CORP COM 251 251 New 1,774
INDEXIQ ETF TR IQ GLB RES ETF 256 -154 (37.52) 9,442
KEURIG GREEN MTN INC COM 275 New 2,000
BP PLC SPONSORED ADR 280 -7 (2.43) 7,180
WISDOMTREE TR SMLCAP EARN FD 284 284 New 3,416
BOEING CO COM 295 New 2,239
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 300 -59 (16.44) 7,499
WISDOMTREE TR EMG MKTS SMCAP 307 -55 (15.26) 7,091
XCEL ENERGY INC COM 313 313 New 8,561
PPG INDS INC COM 324 New 1,400
PFIZER INC COM 342 -1 (0.28) 10,798
SOUTHWEST AIRLS CO COM 345 26 8.02 8,220
SPDR S&P 500 ETF TR TR UNIT 359 New 1,723