CLINTON GROUP INC Information

601 LEXINGTON AVE., NEW YORK, New York, 10022, (212) 825-0400

Report Date: 03/31/2014

Position Statistics

Total Positions 514
New Positions 220
Increased Positions 257
Decreased Positions 254
Positions with Activity 511
Sold Out Positions 187
Total Mkt Value (in $ millions) 260

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 9.3%
Capital Goods 4.9%
Conglomerates 0.15%
Consumer Cyclical 2.51%
Consumer/Non-Cyclical 3.71%
Energy 6.57%
Financial 10.52%
Healthcare 11.27%
Services 29%
Technology 11.07%
Transportation 3.2%
Utilities 3.89%

514 Positions as of 03/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
3M CO COM -1,846 Sold Out 0
ABBOTT LABS COM 942 942 New 21,967
ABBVIE INC COM 474 474 New 8,810
ACCENTURE PLC IRELAND SHS CLASS A 1,006 665 195.02 12,500
AFFILIATED MANAGERS GROUP COM 385 385 New 1,875
AFLAC INC COM 542 356 190.40 8,834
AGCO CORP COM 589 169 40.13 11,942
AIR LEASE CORP CL A -260 Sold Out 0
AKAMAI TECHNOLOGIES INC COM -276 Sold Out 0
ALASKA AIR GROUP INC COM -884 Sold Out 0
ALCOA INC COM 1,769 1,769 New 105,827
ALEXION PHARMACEUTICALS INC COM 639 639 New 3,905
ALLEGHANY CORP DEL COM -272 Sold Out 0
ALLERGAN INC COM 716 -1,397 (66.11) 4,159
ALLIANCE DATA SYSTEMS CORP COM 1,937 1,937 New 7,162
ALLIANT ENERGY CORP COM 298 298 New 5,172
ALLIED WRLD ASSUR COM HLDG AG SHS -803 Sold Out 0
ALLSTATE CORP COM 618 -191 (23.62) 10,868
ALNYLAM PHARMACEUTICALS INC COM 313 11 3.68 5,637
ALTRIA GROUP INC COM -829 Sold Out 0