CLINTON GROUP INC Information

601 LEXINGTON AVE., NEW YORK, New York, 10022, (212) 825-0400

Report Date: 12/31/2013

Position Statistics

Total Positions 492
New Positions 182
Increased Positions 234
Decreased Positions 253
Positions with Activity 487
Sold Out Positions 201
Total Mkt Value (in $ millions) 267

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 10.69%
Capital Goods 5.49%
Conglomerates 0%
Consumer Cyclical 3.09%
Consumer/Non-Cyclical 4.14%
Energy 6.14%
Financial 6.69%
Healthcare 9.46%
Services 33.23%
Technology 9.14%
Transportation 2.01%
Utilities 5.28%

492 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ABBOTT LABS COM -1,042 Sold Out 0
ABERCROMBIE & FITCH CO CL A -336 Sold Out 0
ABRAXAS PETE CORP COM -5,301 Sold Out 0
AEROPOSTALE COM -123 Sold Out 0
AGL RES INC COM -734 Sold Out 0
AGNICO EAGLE MINES LTD COM -810 Sold Out 0
AIR PRODS & CHEMS INC COM -1,068 Sold Out 0
ALLIANCE HOLDINGS GP LP COM UNITS LP -547 Sold Out 0
ALLIANCE RES PARTNER L P UT LTD PART -321 Sold Out 0
ALLIANT ENERGY CORP COM -275 Sold Out 0
ALLIANT TECHSYSTEMS INC COM -559 Sold Out 0
AOL INC COM -660 Sold Out 0
APOLLO GLOBAL MGMT LLC CL A SHS -394 Sold Out 0
APPLIED MATLS INC COM -204 Sold Out 0
ASSURED GUARANTY LTD COM -539 Sold Out 0
ATMEL CORP COM -215 Sold Out 0
ATMOS ENERGY CORP COM -766 Sold Out 0
ATWOOD OCEANICS INC COM -593 Sold Out 0
AVERY DENNISON CORP COM -1,444 Sold Out 0
AXIALL CORP COM -264 Sold Out 0