CLINTON GROUP INC Information

601 LEXINGTON AVE., NEW YORK, New York, 10022, (212) 825-0400

Report Date: 09/30/2014

Position Statistics

Total Positions 546
New Positions 239
Increased Positions 312
Decreased Positions 232
Positions with Activity 544
Sold Out Positions 183
Total Mkt Value (in $ millions) 250

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.38%
Capital Goods 3.8%
Conglomerates 0%
Consumer Cyclical 7.85%
Consumer/Non-Cyclical 3.47%
Energy 5.81%
Financial 7.66%
Healthcare 11.19%
Services 29.66%
Technology 11.94%
Transportation 2.78%
Utilities 6.73%

546 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ACCENTURE PLC IRELAND SHS CLASS A -1,107 Sold Out 0
ACE LIMITED SHS -292 Sold Out 0
AGRIUM INC COM -561 Sold Out 0
AIRGAS INC COM -245 Sold Out 0
ALEXION PHARMACEUTICALS INC COM -1,646 Sold Out 0
AMEREN CORP COM -546 Sold Out 0
APARTMENT INVT & MGMT CO CL A -455 Sold Out 0
APPLIED MATLS INC COM -667 Sold Out 0
ASSURED GUARANTY LTD COM -531 Sold Out 0
AXIALL CORP COM -454 Sold Out 0
AXIS CAPITAL HOLDINGS LTD SHS -658 Sold Out 0
BANK AMER CORP COM -355 Sold Out 0
BECTON DICKINSON & CO COM -481 Sold Out 0
BLACKROCK INC COM -750 Sold Out 0
BOSTON BEER INC CL A -390 Sold Out 0
BROADCOM CORP CL A -266 Sold Out 0
BROCADE COMMUNICATIONS SYS INC COM NEW -621 Sold Out 0
BROOKDALE SR LIVING INC COM -312 Sold Out 0
BRUNSWICK CORP COM -352 Sold Out 0
BUILDERS FIRSTSOURCE INC COM -89 Sold Out 0