CLINTON GROUP INC Information

601 LEXINGTON AVE., NEW YORK, New York, 10022, (212) 825-0400

Report Date: 06/30/2014

Position Statistics

Total Positions 518
New Positions 191
Increased Positions 235
Decreased Positions 282
Positions with Activity 517
Sold Out Positions 213
Total Mkt Value (in $ millions) 208

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 7.81%
Capital Goods 5.21%
Conglomerates 0.11%
Consumer Cyclical 4%
Consumer/Non-Cyclical 3.85%
Energy 7.79%
Financial 8.26%
Healthcare 8.55%
Services 26.78%
Technology 12.38%
Transportation 4.83%
Utilities 4.93%

213 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MCGRAW HILL FINL INC COM -277 Sold Out 0
ABBOTT LABS COM -928 Sold Out 0
ABBVIE INC COM -487 Sold Out 0
AFFILIATED MANAGERS GROUP COM -396 Sold Out 0
AFLAC INC COM -541 Sold Out 0
AGCO CORP COM -583 Sold Out 0
ALLERGAN INC COM -681 Sold Out 0
ALLIANCE DATA SYSTEMS CORP COM -1,895 Sold Out 0
ALLIANT ENERGY CORP COM -303 Sold Out 0
ALLSTATE CORP COM -668 Sold Out 0
ALNYLAM PHARMACEUTICALS INC COM -393 Sold Out 0
AMAZON COM INC COM -1,955 Sold Out 0
AMC NETWORKS INC CL A -432 Sold Out 0
AMERICAN EXPRESS CO COM -297 Sold Out 0
AMERICAN WTR WKS CO INC NEW COM -384 Sold Out 0
AMERIPRISE FINL INC COM -361 Sold Out 0
AMERISOURCEBERGEN CORP COM -680 Sold Out 0
ANIXTER INTL INC COM -696 Sold Out 0
AT&T INC COM -507 Sold Out 0
AUTOZONE INC COM -394 Sold Out 0