CLEARBRIDGE INVESTMENTS, LLC Information

620 8TH AVENUE, NEW YORK, New York, 10018, (800) 691-6959

Report Date: 12/31/2013

Position Statistics

Total Positions 1,105
New Positions 58
Increased Positions 510
Decreased Positions 356
Positions with Activity 866
Sold Out Positions 43
Total Mkt Value (in $ millions) 81,755

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.24%
Capital Goods 6.52%
Conglomerates 0.87%
Consumer Cyclical 1.14%
Consumer/Non-Cyclical 2.95%
Energy 13.56%
Financial 12.96%
Healthcare 14.01%
Services 18.84%
Technology 16.67%
Transportation 1.25%
Utilities 7.38%

1,105 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NYMOX PHARMACEUTICAL CORP COM 5 New 1,000
NBT BANCORP INC COM 5 New 200
RETAILMENOT INC COM SER 1 5 5 New 150
BLUEBIRD BIO INC COM 5 New 230
MEDICINES CO COM 5 New 186
PANDORA MEDIA INC COM 4 (7.06) 158
CENTRAL FD CDA LTD CL A 4 4 New 300
CST BRANDS INC COM 4 New 132
ISHARES GOLD TRUST ISHARES 4 New 300
NCR CORP NEW COM 4 New 108
NOMURA HLDGS INC SPONSORED ADR 3 3 New 550
EPIZYME INC COM 3 New 160
BOSTON SCIENTIFIC CORP COM 3 New 215
FIRST NIAGARA FINL GP INC COM 3 -18 (86.96) 300
PITNEY BOWES INC COM 3 -5 (66.67) 100
ADVANCED MICRO DEVICES INC COM 2 New 600
SANDRIDGE ENERGY INC COM 2 -1 (40) 300
ANGLOGOLD ASHANTI LTD SPONSORED ADR 2 -149 (98.84) 100
RARE ELEMENT RES LTD COM 1 New 1,000
MUELLER WTR PRODS INC COM SER A 1 New 100