CLEARBRIDGE INVESTMENTS, LLC Information

620 8TH AVENUE, NEW YORK, New York, 10018, (800) 691-6959

Report Date: 03/31/2014

Position Statistics

Total Positions 1,129
New Positions 62
Increased Positions 555
Decreased Positions 336
Positions with Activity 891
Sold Out Positions 30
Total Mkt Value (in $ millions) 88,403

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.3%
Capital Goods 6.07%
Conglomerates 0.89%
Consumer Cyclical 1.12%
Consumer/Non-Cyclical 2.79%
Energy 14.04%
Financial 12.89%
Healthcare 13.47%
Services 18.77%
Technology 17.45%
Transportation 1.25%
Utilities 7.12%

1,129 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RELYPSA INC COM 11 11 New 490
BLACKROCK BUILD AMER BD TR SHS 11 New 516
NATIONAL CINEMEDIA INC COM 11 New 686
MAXWELL TECHNOLOGIES INC COM 11 New 1,000
SALLY BEAUTY HLDGS INC COM 11 -1 (8.26) 433
SPROTT PHYSICAL GOLD TRUST UNIT 11 New 1,000
HOME INNS & HOTELS MGMT INC SPON ADR 11 New 300
KOPIN CORP COM 11 New 3,000
BLUEBIRD BIO INC COM 11 3 36.09 313
IMPERIAL OIL LTD COM NEW 10 New 200
NUVEEN SHT DUR CR OPP FD COM 10 New 560
PORTOLA PHARMACEUTICALS INC COM 10 10 New 400
KROGER CO COM 10 -4 (26.2) 200
INSMED INC COM PAR $.01 10 3 36.10 558
FRONTIER COMMUNICATIONS CORP COM 10 New 1,438
PG&E CORP COM 10 New 204
WESTERN ASSET HIGH INCM FD II COM 9 New 1,000
BROOKLINE BANCORP INC DEL COM 9 New 1,000
CMS ENERGY CORP COM 9 New 300
DURATA THERAPEUTICS INC COM 9 9 New 700