CLEARBRIDGE INVESTMENTS, LLC Information

620 8TH AVENUE, NEW YORK, New York, 10018, (800) 691-6959

Report Date: 03/31/2014

Position Statistics

Total Positions 1,129
New Positions 62
Increased Positions 555
Decreased Positions 336
Positions with Activity 891
Sold Out Positions 30
Total Mkt Value (in $ millions) 88,403

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.3%
Capital Goods 6.07%
Conglomerates 0.89%
Consumer Cyclical 1.12%
Consumer/Non-Cyclical 2.79%
Energy 14.04%
Financial 12.89%
Healthcare 13.47%
Services 18.77%
Technology 17.45%
Transportation 1.25%
Utilities 7.12%

30 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ANN INC COM -7,810 Sold Out 0
BOSTON SCIENTIFIC CORP COM -3 Sold Out 0
CAMPUS CREST CMNTYS INC COM -16,674 Sold Out 0
CENTRAL GARDEN & PET CO CL A NON-VTG -2,197 Sold Out 0
CORRECTIONS CORP AMER NEW COM NEW -14,566 Sold Out 0
EMPIRE DIST ELEC CO COM -9 Sold Out 0
FIRST NIAGARA FINL GP INC COM -3 Sold Out 0
GENESEE & WYO INC CL A -6,451 Sold Out 0
GNC HLDGS INC COM CL A -4 Sold Out 0
ISHARES TR U.S. FINLS ETF -27 Sold Out 0
ISHARES TR CORE US VAL ETF -509 Sold Out 0
ISHARES TR RUS 1000 GRW ETF -1,716 Sold Out 0
ISHARES TR RUS MID-CAP ETF -385 Sold Out 0
ISHARES TR NASDQ BIOTEC ETF -5,032 Sold Out 0
ISHARES TR MSCI EAFE ETF -65 Sold Out 0
ISHARES TR RUSSELL 3000 ETF -82 Sold Out 0
ISHARES TR GLOBAL TECH ETF -27 Sold Out 0
LEAPFROG ENTERPRISES INC CL A -1,550 Sold Out 0
MEDICINES CO COM -4 Sold Out 0
NATURAL RESOURCE PARTNERS L P COM UNIT L P -167 Sold Out 0