CLEARBRIDGE INVESTMENTS, LLC Information

620 8TH AVENUE, NEW YORK, New York, 10018, (800) 691-6959

Report Date: 03/31/2014

Position Statistics

Total Positions 1,129
New Positions 62
Increased Positions 555
Decreased Positions 336
Positions with Activity 891
Sold Out Positions 30
Total Mkt Value (in $ millions) 88,385

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.28%
Capital Goods 6.05%
Conglomerates 0.89%
Consumer Cyclical 1.12%
Consumer/Non-Cyclical 2.76%
Energy 13.93%
Financial 12.88%
Healthcare 13.57%
Services 18.85%
Technology 17.55%
Transportation 1.25%
Utilities 7.01%

30 Sold Out Positions as of 03/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ANN INC COM -7,888 Sold Out 0
BOSTON SCIENTIFIC CORP COM -3 Sold Out 0
CAMPUS CREST CMNTYS INC COM -16,335 Sold Out 0
CENTRAL GARDEN & PET CO CL A NON-VTG -2,280 Sold Out 0
CORRECTIONS CORP AMER NEW COM NEW -14,474 Sold Out 0
EMPIRE DIST ELEC CO COM -8 Sold Out 0
FIRST NIAGARA FINL GP INC COM -3 Sold Out 0
GENESEE & WYO INC CL A -6,504 Sold Out 0
GNC HLDGS INC COM CL A -4 Sold Out 0
ISHARES TR CORE US VAL ETF -508 Sold Out 0
ISHARES TR U.S. FINLS ETF -27 Sold Out 0
ISHARES TR GLOBAL TECH ETF -28 Sold Out 0
ISHARES TR RUS MID-CAP ETF -386 Sold Out 0
ISHARES TR NASDQ BIOTEC ETF -5,081 Sold Out 0
ISHARES TR RUS 1000 GRW ETF -1,720 Sold Out 0
ISHARES TR RUSSELL 3000 ETF -82 Sold Out 0
ISHARES TR MSCI EAFE ETF -65 Sold Out 0
LEAPFROG ENTERPRISES INC CL A -1,563 Sold Out 0
MEDICINES CO COM -4 Sold Out 0
NATURAL RESOURCE PARTNERS L P COM UNIT L P -167 Sold Out 0